Last checked at 4 Feb 2020 12:17
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,456,157 | 0.23% | 4,236,570 | 0.29% | ||
(2) | Derivatives (other than options): | ||||
2,308,726 | 0.16% | 775,929 | 0.05% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 1,684,300 | 0.11% | 987,300 | 0.07% | |
| TOTAL: | |||||
7,449,183 | 0.50% | 5,999,799 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 9 | 82.1300 USD |
Purchase | 15 | 81.2600 USD |
Purchase | 34 | 82.0200 USD |
Purchase | 70 | 82.3700 USD |
Purchase | 77 | 82.1650 USD |
Purchase | 96 | 82.0700 USD |
Purchase | 100 | 82.1500 USD |
Purchase | 100 | 81.2300 USD |
Purchase | 100 | 81.4087 USD |
Purchase | 100 | 82.0300 USD |
Purchase | 100 | 81.8000 USD |
Purchase | 100 | 82.3500 USD |
Purchase | 100 | 82.1350 USD |
Purchase | 100 | 81.9300 USD |
Purchase | 100 | 81.0300 USD |
Purchase | 109 | 82.1858 USD |
Purchase | 115 | 81.2339 USD |
Purchase | 130 | 82.4030 USD |
Purchase | 200 | 82.5350 USD |
Purchase | 200 | 82.2600 USD |
Purchase | 243 | 82.1618 USD |
Purchase | 250 | 81.9040 USD |
Purchase | 279 | 81.5697 USD |
Purchase | 300 | 82.2900 USD |
Purchase | 300 | 82.4166 USD |
Purchase | 300 | 82.4150 USD |
Purchase | 301 | 82.2433 USD |
Purchase | 362 | 81.8869 USD |
Purchase | 400 | 82.3200 USD |
Purchase | 401 | 82.0903 USD |
Purchase | 404 | 82.3657 USD |
Purchase | 436 | 82.2189 USD |
Purchase | 496 | 82.2098 USD |
Purchase | 500 | 81.7000 USD |
Purchase | 500 | 82.4080 USD |
Purchase | 647 | 82.1305 USD |
Purchase | 700 | 82.0421 USD |
Purchase | 700 | 81.3842 USD |
Purchase | 702 | 82.1778 USD |
Purchase | 837 | 82.2930 USD |
Purchase | 875 | 81.8098 USD |
Purchase | 876 | 81.9664 USD |
Purchase | 900 | 81.5366 USD |
Purchase | 1,004 | 82.1492 USD |
Purchase | 1,100 | 82.1581 USD |
Purchase | 1,154 | 82.2123 USD |
Purchase | 1,183 | 82.1353 USD |
Purchase | 1,462 | 82.0196 USD |
Purchase | 1,500 | 82.1266 USD |
Purchase | 2,110 | 82.2237 USD |
Purchase | 2,364 | 82.0129 USD |
Purchase | 2,446 | 82.2346 USD |
Purchase | 2,700 | 82.3383 USD |
Purchase | 2,766 | 82.1313 USD |
Purchase | 3,226 | 81.4900 USD |
Purchase | 4,000 | 82.2953 USD |
Purchase | 4,274 | 82.1098 USD |
Purchase | 6,100 | 82.0039 USD |
Purchase | 6,730 | 82.4230 USD |
Purchase | 6,771 | 82.2680 USD |
Purchase | 7,033 | 82.1925 USD |
Purchase | 7,367 | 82.2758 USD |
Purchase | 8,507 | 82.1645 USD |
Purchase | 9,758 | 82.2229 USD |
Purchase | 10,298 | 82.1768 USD |
Purchase | 11,190 | 82.0600 USD |
Purchase | 11,193 | 82.2605 USD |
Purchase | 13,726 | 82.0724 USD |
Purchase | 14,200 | 82.5300 USD |
Purchase | 14,300 | 82.1840 USD |
Purchase | 14,560 | 82.3281 USD |
Purchase | 19,365 | 82.0973 USD |
Purchase | 28,459 | 82.1196 USD |
Purchase | 36,159 | 82.0312 USD |
Purchase | 36,380 | 82.0000 USD |
Purchase | 45,236 | 82.3000 USD |
Purchase | 51,000 | 82.1497 USD |
Purchase | 57,700 | 82.1555 USD |
Purchase | 124,659 | 82.2345 USD |
Purchase | 160,406 | 81.0200 USD |
Purchase | 197,638 | 82.1911 USD |
Sale | 11 | 82.1100 USD |
Sale | 28 | 82.1000 USD |
Sale | 34 | 82.0200 USD |
Sale | 47 | 82.5850 USD |
Sale | 77 | 82.1650 USD |
Sale | 100 | 82.1200 USD |
Sale | 100 | 82.4450 USD |
Sale | 100 | 82.3100 USD |
Sale | 100 | 82.2600 USD |
Sale | 100 | 81.9300 USD |
Sale | 100 | 81.8800 USD |
Sale | 125 | 82.5280 USD |
Sale | 132 | 81.2239 USD |
Sale | 162 | 81.8861 USD |
Sale | 172 | 82.4200 USD |
Sale | 189 | 82.2800 USD |
Sale | 200 | 82.2900 USD |
Sale | 200 | 82.0425 USD |
Sale | 200 | 82.4500 USD |
Sale | 200 | 82.5050 USD |
Sale | 200 | 82.4750 USD |
Sale | 213 | 82.1322 USD |
Sale | 230 | 81.2339 USD |
Sale | 289 | 81.5523 USD |
Sale | 300 | 82.2750 USD |
Sale | 300 | 82.4150 USD |
Sale | 300 | 82.0083 USD |
Sale | 300 | 82.3566 USD |
Sale | 300 | 82.4900 USD |
Sale | 400 | 82.3075 USD |
Sale | 400 | 82.1450 USD |
Sale | 400 | 82.3125 USD |
Sale | 400 | 82.5150 USD |
Sale | 400 | 81.8825 USD |
Sale | 400 | 82.3175 USD |
Sale | 457 | 82.2500 USD |
Sale | 500 | 82.0380 USD |
Sale | 525 | 82.0233 USD |
Sale | 598 | 82.4580 USD |
Sale | 600 | 82.4300 USD |
Sale | 600 | 82.0350 USD |
Sale | 609 | 82.0298 USD |
Sale | 700 | 82.2700 USD |
Sale | 700 | 82.1471 USD |
Sale | 706 | 82.2960 USD |
Sale | 733 | 82.3561 USD |
Sale | 794 | 82.2799 USD |
Sale | 800 | 82.0331 USD |
Sale | 837 | 82.2550 USD |
Sale | 931 | 82.4409 USD |
Sale | 954 | 82.2840 USD |
Sale | 963 | 82.1848 USD |
Sale | 1,071 | 82.2766 USD |
Sale | 1,100 | 82.3318 USD |
Sale | 1,100 | 82.1809 USD |
Sale | 1,100 | 82.0300 USD |
Sale | 1,100 | 82.2154 USD |
Sale | 1,300 | 82.4953 USD |
Sale | 1,400 | 82.2603 USD |
Sale | 1,475 | 82.0306 USD |
Sale | 1,580 | 82.3658 USD |
Sale | 1,800 | 82.0361 USD |
Sale | 2,005 | 82.1635 USD |
Sale | 2,298 | 82.1311 USD |
Sale | 3,049 | 82.2465 USD |
Sale | 3,071 | 81.5031 USD |
Sale | 3,462 | 82.3417 USD |
Sale | 3,835 | 82.3760 USD |
Sale | 4,000 | 82.2893 USD |
Sale | 4,832 | 82.2897 USD |
Sale | 4,900 | 82.2659 USD |
Sale | 5,271 | 82.2608 USD |
Sale | 6,743 | 81.9137 USD |
Sale | 6,836 | 81.9781 USD |
Sale | 7,342 | 82.2798 USD |
Sale | 7,868 | 82.1912 USD |
Sale | 11,690 | 82.0600 USD |
Sale | 14,200 | 82.5300 USD |
Sale | 14,300 | 82.1840 USD |
Sale | 15,160 | 82.2380 USD |
Sale | 15,192 | 82.0944 USD |
Sale | 18,190 | 82.0000 USD |
Sale | 20,500 | 82.1064 USD |
Sale | 25,972 | 82.2235 USD |
Sale | 32,000 | 82.1656 USD |
Sale | 39,900 | 82.1616 USD |
Sale | 59,598 | 82.3000 USD |
Sale | 80,267 | 82.1357 USD |
Sale | 85,368 | 82.1906 USD |
Sale | 237,255 | 82.1858 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 75 USD | American | 21 Feb 2020 | 7.7500 USD |
Call Option | Purchasing | 200 | 81 USD | American | 7 Feb 2020 | 2.5200 USD |
Call Option | Purchasing | 200 | 82 USD | American | 7 Feb 2020 | 1.3800 USD |
Call Option | Purchasing | 100 | 82 USD | American | 21 Feb 2020 | 2.3300 USD |
Call Option | Purchasing | 1,100 | 83 USD | American | 7 Feb 2020 | 1.2545 USD |
Call Option | Purchasing | 500 | 85 USD | American | 7 Feb 2020 | 0.5600 USD |
Call Option | Purchasing | 100 | 85 USD | American | 20 Mar 2020 | 1.8800 USD |
Call Option | Purchasing | 100 | 88 USD | American | 20 Mar 2020 | 1.0000 USD |
Call Option | Purchasing | 300 | 89 USD | American | 21 Feb 2020 | 0.3000 USD |
Call Option | Purchasing | 200 | 90 USD | American | 21 Feb 2020 | 0.1700 USD |
Call Option | Purchasing | 3,300 | 93 USD | American | 31 Jan 2020 | 0.0100 USD |
Call Option | Selling | 100 | 70 USD | American | 21 Jan 2022 | 15.3900 USD |
Call Option | Selling | 100 | 78 USD | American | 21 Feb 2020 | 5.6000 USD |
Call Option | Selling | 300 | 80 USD | American | 15 May 2020 | 5.1500 USD |
Call Option | Selling | 100 | 82 USD | American | 14 Feb 2020 | 2.1300 USD |
Call Option | Selling | 9,300 | 85 USD | American | 31 Jan 2020 | 0.0200 USD |
Call Option | Selling | 2,400 | 85 USD | American | 14 Feb 2020 | 0.8937 USD |
Call Option | Selling | 2,700 | 86 USD | American | 14 Feb 2020 | 0.5659 USD |
Call Option | Selling | 100 | 86 USD | American | 14 Feb 2020 | 0.6300 USD |
Call Option | Selling | 200 | 90 USD | American | 7 Feb 2020 | 0.0900 USD |
Call Option | Selling | 800 | 90 USD | American | 21 Feb 2020 | 0.2500 USD |
Call Option | Selling | 100 | 90 USD | American | 15 May 2020 | 1.2900 USD |
Call Option | Selling | 1,000 | 93 USD | American | 21 Feb 2020 | 0.0800 USD |
Call Option | Selling | 7,100 | 95 USD | American | 21 Feb 2020 | 0.0597 USD |
Call Option | Selling | 100 | 95 USD | American | 20 Mar 2020 | 0.1700 USD |
Call Option | Selling | 100 | 100 USD | American | 21 Feb 2020 | 0.0300 USD |
Call Option | Selling | 200 | 100 USD | American | 15 May 2020 | 0.2400 USD |
Call Option | Selling | 5,500 | 100 USD | American | 19 Jun 2020 | 0.3827 USD |
Call Option | Selling | 100 | 100 USD | American | 15 Jan 2021 | 1.8400 USD |
Call Option | Selling | 2,000 | 110 USD | American | 15 May 2020 | 0.0500 USD |
Put Option | Purchasing | 700 | 70 USD | American | 15 May 2020 | 1.0700 USD |
Put Option | Purchasing | 800 | 74 USD | American | 7 Feb 2020 | 0.1100 USD |
Put Option | Purchasing | 30,600 | 75 USD | American | 21 Feb 2020 | 0.3100 USD |
Put Option | Purchasing | 200 | 78 USD | American | 21 Feb 2020 | 0.7300 USD |
Put Option | Purchasing | 100 | 81 USD | American | 7 Feb 2020 | 1.6000 USD |
Put Option | Purchasing | 1,000 | 82 USD | American | 7 Feb 2020 | 1.6000 USD |
Put Option | Purchasing | 100 | 83 USD | American | 20 Mar 2020 | 3.1100 USD |
Put Option | Purchasing | 100 | 85 USD | American | 20 Mar 2020 | 4.4500 USD |
Put Option | Purchasing | 100 | 87 USD | American | 31 Jan 2020 | 5.7500 USD |
Put Option | Selling | 100 | 70 USD | American | 20 Mar 2020 | 0.3600 USD |
Put Option | Selling | 2,700 | 73 USD | American | 15 May 2020 | 1.4700 USD |
Put Option | Selling | 100 | 73 USD | American | 19 Jun 2020 | 1.7800 USD |
Put Option | Selling | 100 | 75 USD | American | 20 Mar 2020 | 0.8600 USD |
Put Option | Selling | 100 | 80 USD | American | 7 Feb 2020 | 1.1900 USD |
Put Option | Selling | 100 | 80 USD | American | 21 Feb 2020 | 1.3600 USD |
Put Option | Selling | 100 | 80 USD | American | 6 Mar 2020 | 1.8800 USD |
Put Option | Selling | 100 | 80 USD | American | 20 Mar 2020 | 2.0500 USD |
Put Option | Selling | 700 | 80 USD | American | 15 May 2020 | 3.7700 USD |
Put Option | Selling | 9,800 | 82 USD | American | 31 Jan 2020 | 0.9100 USD |
Put Option | Selling | 100 | 85 USD | American | 21 Feb 2020 | 3.8100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 18,500 | 82.0000 | American | Feb 21, 2020 |
Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,700 | 85.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
Put Options | Written | 2,200 | 70.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
Put Options | Written | 700 | 82.5000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 88.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 90.5000 | American | Feb 14, 2020 |
Put Options | Written | 100 | 83.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
Put Options | Written | 4,300 | 84.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
Put Options | Written | 6,000 | 80.0000 | American | May 15, 2020 |
Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 80.0000 | American | Mar 6, 2020 |
Call Options | Written | -300 | 105.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
Call Options | Written | -5,200 | 80.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 82.5000 | American | Jan 21, 2022 |
Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 75.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 84.0000 | American | Feb 14, 2020 |
Call Options | Written | -20,300 | 92.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -51,600 | 75.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -17,800 | 90.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,900 | 88.0000 | American | Feb 7, 2020 |
Call Options | Written | -3,000 | 85.0000 | American | Mar 20, 2020 |
Call Options | Written | -4,600 | 90.0000 | American | Feb 7, 2020 |
Call Options | Written | -10,000 | 92.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 90.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 84.5000 | American | Feb 14, 2020 |
Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
Put Options | Purchased | -600 | 75.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -22,300 | 82.5000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 70.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,400 | 82.0000 | American | Feb 7, 2020 |
Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 20,800 | 85.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 8,300 | 95.0000 | American | May 15, 2020 |
Put Options | Written | 900 | 82.5000 | American | Mar 20, 2020 |
Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 600 | 87.5000 | American | Mar 20, 2020 |
Call Options | Purchased | 7,600 | 92.5000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 85.5000 | American | Feb 14, 2020 |
Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
Put Options | Written | 5,000 | 62.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 83.0000 | American | Feb 28, 2020 |
Call Options | Purchased | 1,100 | 83.5000 | American | Feb 21, 2020 |
Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
Put Options | Written | 5,000 | 91.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,500 | 85.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 94.0000 | American | Feb 28, 2020 |
Call Options | Written | -18,400 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
Call Options | Written | -2,600 | 86.0000 | American | Feb 14, 2020 |
Call Options | Written | -5,700 | 91.0000 | American | Feb 7, 2020 |
Call Options | Written | -100 | 100.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
Call Options | Written | -3,500 | 83.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -3,800 | 80.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
Call Options | Written | -400 | 82.5000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 97.5000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,900 | 95.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,200 | 75.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 90.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 900 | 90.5000 | American | Feb 28, 2020 |
Put Options | Written | 400 | 87.5000 | American | Feb 7, 2020 |
Put Options | Written | 200 | 83.5000 | American | Feb 7, 2020 |
Call Options | Purchased | 1,000 | 86.0000 | American | Feb 28, 2020 |
Call Options | Purchased | 900 | 88.0000 | American | Feb 14, 2020 |
Put Options | Written | 800 | 78.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 84.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -400 | 85.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
Call Options | Written | -300 | 110.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -600 | 77.5000 | American | Mar 20, 2020 |
Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
Call Options | Written | -300 | 89.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,300 | 86.0000 | American | Feb 7, 2020 |
Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 83.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
Call Options | Written | -4,300 | 85.0000 | American | May 15, 2020 |
Call Options | Written | -4,800 | 95.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
Call Options | Written | -800 | 87.5000 | American | Feb 7, 2020 |
Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,900 | 72.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,800 | 90.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 4,500 | 87.5000 | American | Feb 21, 2020 |
Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,100 | 80.0000 | American | May 15, 2020 |
Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
Put Options | Written | 600 | 70.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,500 | 67.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 5,600 | 90.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 4,100 | 92.5000 | American | Mar 20, 2020 |
Put Options | Written | 2,800 | 80.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
Put Options | Written | 500 | 88.0000 | American | Feb 7, 2020 |
Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
Put Options | Written | 5,700 | 77.5000 | American | Jan 15, 2021 |
Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 85.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 400 | 87.5000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,500 | 82.5000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 81.5000 | American | Mar 6, 2020 |
Call Options | Purchased | 200 | 93.0000 | American | Feb 21, 2020 |
Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 85.5000 | American | Feb 7, 2020 |
Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -8,000 | 90.0000 | American | Feb 21, 2020 |
Call Options | Written | -19,500 | 92.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
Put Options | Purchased | -100 | 75.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 77.5000 | American | Feb 21, 2020 |
Call Options | Written | -8,100 | 100.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,100 | 88.0000 | American | Mar 6, 2020 |
Call Options | Written | -79,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -300 | 79.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 91.5000 | American | Feb 7, 2020 |
Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 89.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
Call Options | Purchased | 7,000 | 90.0000 | American | May 15, 2020 |
Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 83.5000 | American | Feb 21, 2020 |
Put Options | Written | 12,600 | 70.0000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 67.5000 | American | May 15, 2020 |
Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 4,000 | 83.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 34,600 | 90.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 8,900 | 81.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 100 | 110.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 13,900 | 75.0000 | American | Sep 18, 2020 |
Call Options | Written | -1,000 | 85.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,100 | 82.5000 | American | May 15, 2020 |
Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
Call Options | Written | -5,200 | 84.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,000 | 72.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
Call Options | Written | -2,100 | 85.0000 | American | Feb 14, 2020 |
Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 93.0000 | American | Feb 7, 2020 |
Call Options | Written | -100 | 81.5000 | American | Feb 14, 2020 |
Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 80.0000 | American | Feb 7, 2020 |
Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -200 | 70.0000 | American | Aug 21, 2020 |
Call Options | Written | -500 | 70.0000 | American | Feb 28, 2020 |
Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 60.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -400 | 89.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,600 | 84.0000 | American | Feb 7, 2020 |
Call Options | Written | -13,900 | 87.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 400 | 80.0000 | American | Feb 7, 2020 |
Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 100 | 91.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,800 | 81.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,000 | 90.0000 | American | Feb 28, 2020 |
Put Options | Written | 1,000 | 75.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 11,200 | 86.0000 | American | Feb 21, 2020 |
Put Options | Written | 11,000 | 87.5000 | American | May 15, 2020 |
Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,200 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
Put Options | Written | 800 | 82.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 75.0000 | American | Feb 21, 2020 |
Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
Call Options | Written | -800 | 86.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -100 | 80.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,400 | 83.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -500 | 87.5000 | American | Mar 20, 2020 |
Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,300 | 81.5000 | American | Feb 7, 2020 |
Call Options | Written | -18,900 | 95.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
Put Options | Written | 13,300 | 84.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
Put Options | Written | 900 | 77.5000 | American | Jun 19, 2020 |
Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,300 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 700 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 92.0000 | American | Feb 21, 2020 |
Put Options | Written | 15,400 | 85.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 300 | 88.5000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 100 | 95.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 2,300 | 85.0000 | American | Feb 28, 2020 |
Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 90.0000 | American | Feb 28, 2020 |
Call Options | Written | -100 | 87.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,000 | 90.0000 | American | Mar 20, 2020 |
Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
Call Options | Written | -500 | 89.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -4,900 | 57.5000 | American | Sep 18, 2020 |
Call Options | Written | -9,500 | 100.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 90.0000 | American | Feb 14, 2020 |
Put Options | Purchased | -200 | 85.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 600 | 81.5000 | American | Feb 7, 2020 |
Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,800 | 100.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 85.5000 | American | Feb 7, 2020 |
Call Options | Purchased | 1,500 | 82.5000 | American | Jun 19, 2020 |
Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,300 | 72.5000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 92.5000 | American | Mar 20, 2020 |
Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
Put Options | Written | 14,100 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 500 | 82.0000 | American | Feb 7, 2020 |
Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 87.0000 | American | Feb 7, 2020 |
Call Options | Purchased | 900 | 83.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
Call Options | Written | -800 | 84.0000 | American | Feb 7, 2020 |
Call Options | Written | -1,300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 87.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,300 | 85.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 88.0000 | American | Feb 21, 2020 |
Call Options | Written | -700 | 88.5000 | American | Feb 7, 2020 |
Put Options | Purchased | -500 | 85.5000 | American | Feb 14, 2020 |
Put Options | Purchased | -1,500 | 81.0000 | American | Feb 7, 2020 |
Call Options | Written | -3,500 | 110.0000 | American | May 15, 2020 |
Call Options | Written | -5,500 | 95.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 74.0000 | American | Feb 7, 2020 |
Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,100 | 83.5000 | American | Feb 28, 2020 |
Call Options | Written | -11,300 | 84.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -17,000 | 77.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -3,500 | 81.0000 | American | Feb 21, 2020 |
Call Options | Written | -4,500 | 100.0000 | American | Sep 18, 2020 |
Call Options | Written | -100 | 93.0000 | American | Feb 14, 2020 |
Call Options | Written | -2,700 | 82.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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