25 Oct 2018 11:33
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 24 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 110,237 | 0.03% | 21,142 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 72,200 | 0.02% | 105,500 | 0.03% | |||||||
(4) | |||||||||||
TOTAL: | 182,437 | 0.05% | 126,642 | 0.04% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 2 | 181.8458 USD | ||||
USD 0.01 Class A common | Purchase | 5 | 181.2900 USD | ||||
USD 0.01 Class A common | Purchase | 7 | 181.8500 USD | ||||
USD 0.01 Class A common | Purchase | 11 | 182.1400 USD | ||||
USD 0.01 Class A common | Purchase | 13 | 181.5700 USD | ||||
USD 0.01 Class A common | Purchase | 25 | 181.3500 USD | ||||
USD 0.01 Class A common | Purchase | 35 | 182.4900 USD | ||||
USD 0.01 Class A common | Purchase | 42 | 180.7300 USD | ||||
USD 0.01 Class A common | Purchase | 55 | 182.1700 USD | ||||
USD 0.01 Class A common | Purchase | 79 | 180.9700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.6500 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.3100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 183.0500 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.4200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.6470 USD | ||||
USD 0.01 Class A common | Purchase | 199 | 180.4886 USD | ||||
USD 0.01 Class A common | Purchase | 199 | 182.1701 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 182.1350 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 182.6550 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.9500 USD | ||||
USD 0.01 Class A common | Purchase | 201 | 181.7298 USD | ||||
USD 0.01 Class A common | Purchase | 206 | 180.8957 USD | ||||
USD 0.01 Class A common | Purchase | 220 | 181.6640 USD | ||||
USD 0.01 Class A common | Purchase | 222 | 182.0469 USD | ||||
USD 0.01 Class A common | Purchase | 281 | 181.2894 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 181.3975 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 182.0200 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 181.5625 USD | ||||
USD 0.01 Class A common | Purchase | 379 | 180.6355 USD | ||||
USD 0.01 Class A common | Purchase | 408 | 181.1369 USD | ||||
USD 0.01 Class A common | Purchase | 495 | 181.6030 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 181.8920 USD | ||||
USD 0.01 Class A common | Purchase | 643 | 182.0707 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 181.7642 USD | ||||
USD 0.01 Class A common | Purchase | 822 | 181.5732 USD | ||||
USD 0.01 Class A common | Purchase | 851 | 181.6270 USD | ||||
USD 0.01 Class A common | Purchase | 947 | 181.7683 USD | ||||
USD 0.01 Class A common | Purchase | 1,393 | 181.5265 USD | ||||
USD 0.01 Class A common | Purchase | 1,517 | 181.8549 USD | ||||
USD 0.01 Class A common | Purchase | 1,800 | 181.6850 USD | ||||
USD 0.01 Class A common | Purchase | 2,220 | 181.1309 USD | ||||
USD 0.01 Class A common | Purchase | 2,393 | 181.7923 USD | ||||
USD 0.01 Class A common | Purchase | 3,328 | 181.0800 USD | ||||
USD 0.01 Class A common | Purchase | 3,796 | 181.5841 USD | ||||
USD 0.01 Class A common | Purchase | 3,860 | 181.9987 USD | ||||
USD 0.01 Class A common | Purchase | 6,199 | 181.3698 USD | ||||
USD 0.01 Class A common | Purchase | 6,600 | 181.9513 USD | ||||
USD 0.01 Class A common | Purchase | 7,400 | 181.8722 USD | ||||
USD 0.01 Class A common | Purchase | 7,777 | 181.7769 USD | ||||
USD 0.01 Class A common | Purchase | 13,141 | 181.5091 USD | ||||
USD 0.01 Class A common | Purchase | 40,037 | 181.8598 USD | ||||
USD 0.01 Class A common | Sale | 2 | 181.8458 USD | ||||
USD 0.01 Class A common | Sale | 4 | 182.6000 USD | ||||
USD 0.01 Class A common | Sale | 4 | 182.9900 USD | ||||
USD 0.01 Class A common | Sale | 6 | 183.3200 USD | ||||
USD 0.01 Class A common | Sale | 7 | 181.8500 USD | ||||
USD 0.01 Class A common | Sale | 9 | 181.9433 USD | ||||
USD 0.01 Class A common | Sale | 11 | 182.1400 USD | ||||
USD 0.01 Class A common | Sale | 13 | 182.0800 USD | ||||
USD 0.01 Class A common | Sale | 17 | 181.7511 USD | ||||
USD 0.01 Class A common | Sale | 20 | 181.2400 USD | ||||
USD 0.01 Class A common | Sale | 25 | 181.3500 USD | ||||
USD 0.01 Class A common | Sale | 35 | 182.4900 USD | ||||
USD 0.01 Class A common | Sale | 55 | 182.1700 USD | ||||
USD 0.01 Class A common | Sale | 75 | 182.1604 USD | ||||
USD 0.01 Class A common | Sale | 75 | 182.0705 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.6400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.1550 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.0900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7900 USD | ||||
USD 0.01 Class A common | Sale | 165 | 180.6924 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.9500 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.5150 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.9100 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.1800 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.2662 USD | ||||
USD 0.01 Class A common | Sale | 250 | 181.3160 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.1033 USD | ||||
USD 0.01 Class A common | Sale | 305 | 181.3957 USD | ||||
USD 0.01 Class A common | Sale | 362 | 181.4482 USD | ||||
USD 0.01 Class A common | Sale | 400 | 181.3550 USD | ||||
USD 0.01 Class A common | Sale | 400 | 182.1475 USD | ||||
USD 0.01 Class A common | Sale | 500 | 182.1295 USD | ||||
USD 0.01 Class A common | Sale | 500 | 181.1680 USD | ||||
USD 0.01 Class A common | Sale | 500 | 181.1200 USD | ||||
USD 0.01 Class A common | Sale | 500 | 181.6540 USD | ||||
USD 0.01 Class A common | Sale | 500 | 180.6515 USD | ||||
USD 0.01 Class A common | Sale | 600 | 182.5216 USD | ||||
USD 0.01 Class A common | Sale | 791 | 182.5159 USD | ||||
USD 0.01 Class A common | Sale | 800 | 181.7771 USD | ||||
USD 0.01 Class A common | Sale | 900 | 182.1433 USD | ||||
USD 0.01 Class A common | Sale | 962 | 182.0394 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 181.1600 USD | ||||
USD 0.01 Class A common | Sale | 1,429 | 182.1957 USD | ||||
USD 0.01 Class A common | Sale | 1,500 | 181.9986 USD | ||||
USD 0.01 Class A common | Sale | 1,540 | 182.0657 USD | ||||
USD 0.01 Class A common | Sale | 1,550 | 181.7577 USD | ||||
USD 0.01 Class A common | Sale | 1,815 | 181.8765 USD | ||||
USD 0.01 Class A common | Sale | 2,206 | 181.7073 USD | ||||
USD 0.01 Class A common | Sale | 2,220 | 181.6796 USD | ||||
USD 0.01 Class A common | Sale | 2,280 | 182.0637 USD | ||||
USD 0.01 Class A common | Sale | 2,358 | 181.8243 USD | ||||
USD 0.01 Class A common | Sale | 2,733 | 180.6981 USD | ||||
USD 0.01 Class A common | Sale | 2,800 | 182.0079 USD | ||||
USD 0.01 Class A common | Sale | 2,900 | 181.9812 USD | ||||
USD 0.01 Class A common | Sale | 2,900 | 181.6945 USD | ||||
USD 0.01 Class A common | Sale | 3,597 | 182.0756 USD | ||||
USD 0.01 Class A common | Sale | 4,100 | 181.7481 USD | ||||
USD 0.01 Class A common | Sale | 4,100 | 181.9267 USD | ||||
USD 0.01 Class A common | Sale | 4,380 | 181.7426 USD | ||||
USD 0.01 Class A common | Sale | 6,588 | 181.0800 USD | ||||
USD 0.01 Class A common | Sale | 8,737 | 181.7091 USD | ||||
USD 0.01 Class A common | Sale | 8,839 | 181.2936 USD | ||||
USD 0.01 Class A common | Sale | 16,056 | 182.0281 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 2,000 | 175 USD | American | 18 Jan 2019 | 11.4600 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 185 USD | American | 16 Nov 2018 | 3.7000 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 1,100 | 183 USD | American | 16 Nov 2018 | 3.9000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 25 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,600 | 180.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 15,900 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,900 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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