Last checked at 30 Oct 2018 15:55
FORM 8 (DD) Amendment to Purchases and Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 26 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? | |||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 111,852 | 0.03% | 21,459 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 73,700 | 0.02% | 105,800 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 185,552 | 0.05% | 127,259 | 0.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 5 | 179.1400 USD | ||||
| USD 0.01 Class A common | Purchase | 9 | 178.8767 USD | ||||
| USD 0.01 Class A common | Purchase | 22 | 178.8799 USD | ||||
| USD 0.01 Class A common | Purchase | 40 | 179.0432 USD | ||||
| USD 0.01 Class A common | Purchase | 43 | 179.9000 USD | ||||
| USD 0.01 Class A common | Purchase | 62 | 177.4600 USD | ||||
| USD 0.01 Class A common | Purchase | 81 | 179.1369 USD | ||||
| USD 0.01 Class A common | Purchase | 99 | 179.4300 USD | ||||
| USD 0.01 Class A common | Purchase | 99 | 178.6500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 178.7200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 180.6450 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 180.2100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 179.4600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 179.2600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 178.9100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 178.5900 USD | ||||
| USD 0.01 Class A common | Purchase | 104 | 179.1650 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 179.0350 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 178.9400 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 179.6600 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 180.0150 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 179.6500 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 178.0750 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 179.9450 USD | ||||
| USD 0.01 Class A common | Purchase | 216 | 179.0759 USD | ||||
| USD 0.01 Class A common | Purchase | 317 | 179.5858 USD | ||||
| USD 0.01 Class A common | Purchase | 360 | 179.9069 USD | ||||
| USD 0.01 Class A common | Purchase | 407 | 179.0089 USD | ||||
| USD 0.01 Class A common | Purchase | 466 | 179.3982 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 179.1660 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 179.7540 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 180.2600 USD | ||||
| USD 0.01 Class A common | Purchase | 559 | 179.4500 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 179.6937 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 179.3466 USD | ||||
| USD 0.01 Class A common | Purchase | 834 | 178.6979 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 178.8900 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 175.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 1,001 | 179.0425 USD | ||||
| USD 0.01 Class A common | Purchase | 1,089 | 177.3825 USD | ||||
| USD 0.01 Class A common | Purchase | 1,116 | 179.7973 USD | ||||
| USD 0.01 Class A common | Purchase | 1,300 | 179.3923 USD | ||||
| USD 0.01 Class A common | Purchase | 1,498 | 178.7229 USD | ||||
| USD 0.01 Class A common | Purchase | 1,594 | 179.0611 USD | ||||
| USD 0.01 Class A common | Purchase | 1,611 | 179.6532 USD | ||||
| USD 0.01 Class A common | Purchase | 3,821 | 178.5183 USD | ||||
| USD 0.01 Class A common | Purchase | 3,900 | 179.4704 USD | ||||
| USD 0.01 Class A common | Purchase | 5,736 | 179.0211 USD | ||||
| USD 0.01 Class A common | Purchase | 6,344 | 178.9136 USD | ||||
| USD 0.01 Class A common | Purchase | 6,700 | 179.3310 USD | ||||
| USD 0.01 Class A common | Purchase | 7,981 | 178.8983 USD | ||||
| USD 0.01 Class A common | Purchase | 14,481 | 179.2933 USD | ||||
| USD 0.01 Class A common | Purchase | 22,874 | 178.8806 USD | ||||
| USD 0.01 Class A common | Purchase | 44,547 | 178.6400 USD | ||||
| USD 0.01 Class A common | Sale | 1 | 179.0501 USD | ||||
| USD 0.01 Class A common | Sale | 2 | 179.5100 USD | ||||
| USD 0.01 Class A common | Sale | 3 | 178.5500 USD | ||||
| USD 0.01 Class A common | Sale | 4 | 176.8300 USD | ||||
| USD 0.01 Class A common | Sale | 11 | 180.3100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.4900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.6800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 178.8000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 178.8600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 178.8700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 179.0450 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 179.1800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 179.1920 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 180.0000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 180.2900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 180.7100 USD | ||||
| USD 0.01 Class A common | Sale | 101 | 179.0300 USD | ||||
| USD 0.01 Class A common | Sale | 110 | 179.0100 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 177.4601 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 179.5750 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 178.6800 USD | ||||
| USD 0.01 Class A common | Sale | 281 | 179.1613 USD | ||||
| USD 0.01 Class A common | Sale | 290 | 179.9231 USD | ||||
| USD 0.01 Class A common | Sale | 293 | 178.8965 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 179.6366 USD | ||||
| USD 0.01 Class A common | Sale | 307 | 179.0086 USD | ||||
| USD 0.01 Class A common | Sale | 312 | 179.5421 USD | ||||
| USD 0.01 Class A common | Sale | 335 | 180.0346 USD | ||||
| USD 0.01 Class A common | Sale | 380 | 178.7986 USD | ||||
| USD 0.01 Class A common | Sale | 395 | 178.9003 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 179.6231 USD | ||||
| USD 0.01 Class A common | Sale | 499 | 179.3979 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 178.9990 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 180.2600 USD | ||||
| USD 0.01 Class A common | Sale | 526 | 178.9083 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 180.0016 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 179.8216 USD | ||||
| USD 0.01 Class A common | Sale | 648 | 179.0679 USD | ||||
| USD 0.01 Class A common | Sale | 689 | 177.3012 USD | ||||
| USD 0.01 Class A common | Sale | 900 | 178.8900 USD | ||||
| USD 0.01 Class A common | Sale | 916 | 180.4856 USD | ||||
| USD 0.01 Class A common | Sale | 1,192 | 178.6753 USD | ||||
| USD 0.01 Class A common | Sale | 1,605 | 178.9310 USD | ||||
| USD 0.01 Class A common | Sale | 1,736 | 178.7356 USD | ||||
| USD 0.01 Class A common | Sale | 1,800 | 179.0736 USD | ||||
| USD 0.01 Class A common | Sale | 1,845 | 178.9238 USD | ||||
| USD 0.01 Class A common | Sale | 1,900 | 179.2689 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 179.5257 USD | ||||
| USD 0.01 Class A common | Sale | 2,230 | 179.3823 USD | ||||
| USD 0.01 Class A common | Sale | 2,803 | 179.5957 USD | ||||
| USD 0.01 Class A common | Sale | 3,200 | 179.3778 USD | ||||
| USD 0.01 Class A common | Sale | 3,400 | 179.2137 USD | ||||
| USD 0.01 Class A common | Sale | 3,500 | 179.3548 USD | ||||
| USD 0.01 Class A common | Sale | 4,606 | 179.0058 USD | ||||
| USD 0.01 Class A common | Sale | 4,934 | 179.4043 USD | ||||
| USD 0.01 Class A common | Sale | 5,101 | 179.1860 USD | ||||
| USD 0.01 Class A common | Sale | 10,005 | 178.9881 USD | ||||
| USD 0.01 Class A common | Sale | 18,603 | 178.7762 USD | ||||
| USD 0.01 Class A common | Sale | 22,887 | 178.6702 USD | ||||
| USD 0.01 Class A common | Sale | 29,489 | 178.6400 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 178 USD | American | 2 Nov 2018 | 3.1500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 1,100 | 180 USD | American | 2 Nov 2018 | 2.0727 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 185 USD | American | 2 Nov 2018 | 0.7400 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 100 | 178 USD | American | 9 Nov 2018 | 5.5000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 173 USD | American | 16 Nov 2018 | 1.9000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 180 USD | American | 2 Nov 2018 | 2.8800 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 30 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 178.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,900 | 185.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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