31 Oct 2018 10:40
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 30 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser makingdisclosures in respect of any other party to the offer? | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 112,419 | 0.03% | 23,317 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 73,100 | 0.02% | 101,800 | 0.03% | |||||||
TOTAL: | 185,519 | 0.05% | 125,117 | 0.04% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 4 | 182.5700 USD | ||||
USD 0.01 Class A common | Purchase | 24 | 182.3700 USD | ||||
USD 0.01 Class A common | Purchase | 33 | 182.5800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.5100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.2300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.4400 USD | ||||
USD 0.01 Class A common | Purchase | 130 | 181.2496 USD | ||||
USD 0.01 Class A common | Purchase | 195 | 182.5017 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 182.2950 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.8100 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.8750 USD | ||||
USD 0.01 Class A common | Purchase | 205 | 182.4739 USD | ||||
USD 0.01 Class A common | Purchase | 220 | 181.5709 USD | ||||
USD 0.01 Class A common | Purchase | 244 | 181.9449 USD | ||||
USD 0.01 Class A common | Purchase | 251 | 182.5211 USD | ||||
USD 0.01 Class A common | Purchase | 268 | 181.5638 USD | ||||
USD 0.01 Class A common | Purchase | 290 | 182.3500 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 182.4800 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 182.5200 USD | ||||
USD 0.01 Class A common | Purchase | 400 | 182.0125 USD | ||||
USD 0.01 Class A common | Purchase | 636 | 180.2570 USD | ||||
USD 0.01 Class A common | Purchase | 666 | 180.1950 USD | ||||
USD 0.01 Class A common | Purchase | 706 | 182.1225 USD | ||||
USD 0.01 Class A common | Purchase | 805 | 180.5925 USD | ||||
USD 0.01 Class A common | Purchase | 903 | 180.8358 USD | ||||
USD 0.01 Class A common | Purchase | 2,051 | 182.2407 USD | ||||
USD 0.01 Class A common | Purchase | 2,400 | 181.2915 USD | ||||
USD 0.01 Class A common | Purchase | 4,100 | 182.0412 USD | ||||
USD 0.01 Class A common | Purchase | 4,126 | 182.9444 USD | ||||
USD 0.01 Class A common | Purchase | 4,900 | 182.0400 USD | ||||
USD 0.01 Class A common | Purchase | 4,927 | 181.6524 USD | ||||
USD 0.01 Class A common | Purchase | 5,186 | 181.3194 USD | ||||
USD 0.01 Class A common | Purchase | 5,400 | 181.6568 USD | ||||
USD 0.01 Class A common | Purchase | 5,901 | 181.3206 USD | ||||
USD 0.01 Class A common | Purchase | 5,962 | 182.0753 USD | ||||
USD 0.01 Class A common | Purchase | 6,700 | 181.7163 USD | ||||
USD 0.01 Class A common | Purchase | 11,718 | 181.2271 USD | ||||
USD 0.01 Class A common | Purchase | 13,266 | 182.4700 USD | ||||
USD 0.01 Class A common | Purchase | 18,127 | 181.8956 USD | ||||
USD 0.01 Class A common | Sale | 11 | 179.9700 USD | ||||
USD 0.01 Class A common | Sale | 20 | 181.0400 USD | ||||
USD 0.01 Class A common | Sale | 25 | 180.2000 USD | ||||
USD 0.01 Class A common | Sale | 35 | 180.2600 USD | ||||
USD 0.01 Class A common | Sale | 68 | 181.0900 USD | ||||
USD 0.01 Class A common | Sale | 86 | 179.8000 USD | ||||
USD 0.01 Class A common | Sale | 90 | 181.0000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.9900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.2100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.0700 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.0200 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.5400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.2500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.3100 USD | ||||
USD 0.01 Class A common | Sale | 102 | 179.9439 USD | ||||
USD 0.01 Class A common | Sale | 108 | 179.9744 USD | ||||
USD 0.01 Class A common | Sale | 135 | 182.0644 USD | ||||
USD 0.01 Class A common | Sale | 138 | 180.3950 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.2550 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.8575 USD | ||||
USD 0.01 Class A common | Sale | 200 | 182.0675 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.6500 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.9600 USD | ||||
USD 0.01 Class A common | Sale | 261 | 180.9759 USD | ||||
USD 0.01 Class A common | Sale | 298 | 180.3043 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.3033 USD | ||||
USD 0.01 Class A common | Sale | 300 | 179.9600 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.0733 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.3800 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.3961 USD | ||||
USD 0.01 Class A common | Sale | 310 | 180.8957 USD | ||||
USD 0.01 Class A common | Sale | 483 | 180.8699 USD | ||||
USD 0.01 Class A common | Sale | 500 | 181.0460 USD | ||||
USD 0.01 Class A common | Sale | 501 | 180.2661 USD | ||||
USD 0.01 Class A common | Sale | 549 | 180.9850 USD | ||||
USD 0.01 Class A common | Sale | 600 | 182.0841 USD | ||||
USD 0.01 Class A common | Sale | 608 | 181.2205 USD | ||||
USD 0.01 Class A common | Sale | 626 | 181.2676 USD | ||||
USD 0.01 Class A common | Sale | 856 | 182.0688 USD | ||||
USD 0.01 Class A common | Sale | 1,001 | 181.2595 USD | ||||
USD 0.01 Class A common | Sale | 1,174 | 181.3110 USD | ||||
USD 0.01 Class A common | Sale | 1,197 | 180.9804 USD | ||||
USD 0.01 Class A common | Sale | 1,500 | 181.6588 USD | ||||
USD 0.01 Class A common | Sale | 1,570 | 180.9768 USD | ||||
USD 0.01 Class A common | Sale | 2,051 | 182.2407 USD | ||||
USD 0.01 Class A common | Sale | 2,100 | 181.7726 USD | ||||
USD 0.01 Class A common | Sale | 2,200 | 181.2100 USD | ||||
USD 0.01 Class A common | Sale | 2,520 | 181.9885 USD | ||||
USD 0.01 Class A common | Sale | 2,900 | 181.4984 USD | ||||
USD 0.01 Class A common | Sale | 3,134 | 181.0849 USD | ||||
USD 0.01 Class A common | Sale | 3,621 | 182.0786 USD | ||||
USD 0.01 Class A common | Sale | 3,700 | 181.6296 USD | ||||
USD 0.01 Class A common | Sale | 3,795 | 181.5033 USD | ||||
USD 0.01 Class A common | Sale | 4,784 | 181.4339 USD | ||||
USD 0.01 Class A common | Sale | 4,950 | 182.0400 USD | ||||
USD 0.01 Class A common | Sale | 5,809 | 181.1534 USD | ||||
USD 0.01 Class A common | Sale | 5,994 | 182.0470 USD | ||||
USD 0.01 Class A common | Sale | 8,252 | 182.9444 USD | ||||
USD 0.01 Class A common | Sale | 15,091 | 182.4700 USD | ||||
USD 0.01 Class A common | Sale | 17,964 | 181.9032 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Put Options | Purchasing | 300 | 175 USD | American | 2 Nov 2018 | 0.5900 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 31 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 230.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 178.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,100 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,100 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -900 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 175.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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