12 Oct 2018 11:35
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 11 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,000 | 0.02% | 9,426 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 61,900 | 0.02% | 68,500 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 141,900 | 0.04% | 77,926 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 3 | 175.7500 USD | ||||
USD 0.01 Class A common | Purchase | 12 | 178.3274 USD | ||||
USD 0.01 Class A common | Purchase | 40 | 179.6800 USD | ||||
USD 0.01 Class A common | Purchase | 79 | 180.1100 USD | ||||
USD 0.01 Class A common | Purchase | 98 | 174.8800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.5750 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.0050 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.7100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.0000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 176.0200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.7300 USD | ||||
USD 0.01 Class A common | Purchase | 104 | 175.6951 USD | ||||
USD 0.01 Class A common | Purchase | 109 | 178.3920 USD | ||||
USD 0.01 Class A common | Purchase | 114 | 176.8724 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 176.3300 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 175.6800 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 176.3900 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 176.5299 USD | ||||
USD 0.01 Class A common | Purchase | 249 | 178.6827 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 176.3383 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 176.4291 USD | ||||
USD 0.01 Class A common | Purchase | 341 | 179.7689 USD | ||||
USD 0.01 Class A common | Purchase | 378 | 176.5277 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 178.5200 USD | ||||
USD 0.01 Class A common | Purchase | 592 | 178.4907 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 176.9182 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 174.8600 USD | ||||
USD 0.01 Class A common | Purchase | 787 | 175.7032 USD | ||||
USD 0.01 Class A common | Purchase | 800 | 175.1987 USD | ||||
USD 0.01 Class A common | Purchase | 902 | 176.3079 USD | ||||
USD 0.01 Class A common | Purchase | 913 | 178.4898 USD | ||||
USD 0.01 Class A common | Purchase | 1,123 | 176.9996 USD | ||||
USD 0.01 Class A common | Purchase | 1,476 | 176.8559 USD | ||||
USD 0.01 Class A common | Purchase | 1,491 | 179.4428 USD | ||||
USD 0.01 Class A common | Purchase | 1,635 | 177.2408 USD | ||||
USD 0.01 Class A common | Purchase | 1,697 | 177.8614 USD | ||||
USD 0.01 Class A common | Purchase | 2,199 | 176.8096 USD | ||||
USD 0.01 Class A common | Purchase | 2,500 | 177.3464 USD | ||||
USD 0.01 Class A common | Purchase | 4,193 | 176.3428 USD | ||||
USD 0.01 Class A common | Purchase | 6,674 | 177.4902 USD | ||||
USD 0.01 Class A common | Purchase | 6,717 | 176.0300 USD | ||||
USD 0.01 Class A common | Purchase | 8,692 | 176.2339 USD | ||||
USD 0.01 Class A common | Purchase | 9,439 | 177.7107 USD | ||||
USD 0.01 Class A common | Purchase | 15,400 | 177.5198 USD | ||||
USD 0.01 Class A common | Purchase | 16,048 | 177.0300 USD | ||||
USD 0.01 Class A common | Purchase | 17,867 | 177.5119 USD | ||||
USD 0.01 Class A common | Purchase | 18,520 | 176.0933 USD | ||||
USD 0.01 Class A common | Purchase | 18,800 | 177.5087 USD | ||||
USD 0.01 Class A common | Sale | 2 | 176.1601 USD | ||||
USD 0.01 Class A common | Sale | 7 | 177.4357 USD | ||||
USD 0.01 Class A common | Sale | 12 | 178.3274 USD | ||||
USD 0.01 Class A common | Sale | 78 | 176.5000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 178.9400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.1000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 176.3600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 177.1700 USD | ||||
USD 0.01 Class A common | Sale | 100 | 176.7600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 176.7100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7700 USD | ||||
USD 0.01 Class A common | Sale | 114 | 176.8198 USD | ||||
USD 0.01 Class A common | Sale | 124 | 176.2500 USD | ||||
USD 0.01 Class A common | Sale | 171 | 178.8577 USD | ||||
USD 0.01 Class A common | Sale | 180 | 178.6500 USD | ||||
USD 0.01 Class A common | Sale | 200 | 179.3150 USD | ||||
USD 0.01 Class A common | Sale | 200 | 178.6400 USD | ||||
USD 0.01 Class A common | Sale | 200 | 178.3025 USD | ||||
USD 0.01 Class A common | Sale | 200 | 177.0650 USD | ||||
USD 0.01 Class A common | Sale | 200 | 176.7450 USD | ||||
USD 0.01 Class A common | Sale | 200 | 176.6500 USD | ||||
USD 0.01 Class A common | Sale | 200 | 176.2400 USD | ||||
USD 0.01 Class A common | Sale | 300 | 176.5350 USD | ||||
USD 0.01 Class A common | Sale | 300 | 179.2933 USD | ||||
USD 0.01 Class A common | Sale | 300 | 180.0783 USD | ||||
USD 0.01 Class A common | Sale | 310 | 178.4919 USD | ||||
USD 0.01 Class A common | Sale | 400 | 179.7625 USD | ||||
USD 0.01 Class A common | Sale | 400 | 176.3150 USD | ||||
USD 0.01 Class A common | Sale | 400 | 178.2900 USD | ||||
USD 0.01 Class A common | Sale | 400 | 176.8950 USD | ||||
USD 0.01 Class A common | Sale | 400 | 176.9000 USD | ||||
USD 0.01 Class A common | Sale | 400 | 176.8300 USD | ||||
USD 0.01 Class A common | Sale | 500 | 178.2380 USD | ||||
USD 0.01 Class A common | Sale | 500 | 176.9300 USD | ||||
USD 0.01 Class A common | Sale | 500 | 178.8620 USD | ||||
USD 0.01 Class A common | Sale | 500 | 178.9530 USD | ||||
USD 0.01 Class A common | Sale | 600 | 177.0383 USD | ||||
USD 0.01 Class A common | Sale | 625 | 178.0690 USD | ||||
USD 0.01 Class A common | Sale | 662 | 178.4558 USD | ||||
USD 0.01 Class A common | Sale | 700 | 176.9785 USD | ||||
USD 0.01 Class A common | Sale | 700 | 176.9757 USD | ||||
USD 0.01 Class A common | Sale | 754 | 177.2042 USD | ||||
USD 0.01 Class A common | Sale | 998 | 175.6526 USD | ||||
USD 0.01 Class A common | Sale | 1,048 | 177.3149 USD | ||||
USD 0.01 Class A common | Sale | 1,100 | 176.1613 USD | ||||
USD 0.01 Class A common | Sale | 1,135 | 176.7335 USD | ||||
USD 0.01 Class A common | Sale | 1,191 | 176.6838 USD | ||||
USD 0.01 Class A common | Sale | 1,203 | 178.4527 USD | ||||
USD 0.01 Class A common | Sale | 1,500 | 176.5260 USD | ||||
USD 0.01 Class A common | Sale | 1,512 | 177.5596 USD | ||||
USD 0.01 Class A common | Sale | 1,902 | 176.3638 USD | ||||
USD 0.01 Class A common | Sale | 2,147 | 179.0337 USD | ||||
USD 0.01 Class A common | Sale | 2,239 | 176.8609 USD | ||||
USD 0.01 Class A common | Sale | 2,346 | 177.5276 USD | ||||
USD 0.01 Class A common | Sale | 2,528 | 177.5923 USD | ||||
USD 0.01 Class A common | Sale | 3,104 | 176.7138 USD | ||||
USD 0.01 Class A common | Sale | 3,374 | 177.7060 USD | ||||
USD 0.01 Class A common | Sale | 6,033 | 177.9324 USD | ||||
USD 0.01 Class A common | Sale | 6,100 | 177.8759 USD | ||||
USD 0.01 Class A common | Sale | 6,210 | 176.0300 USD | ||||
USD 0.01 Class A common | Sale | 6,709 | 176.2102 USD | ||||
USD 0.01 Class A common | Sale | 7,530 | 175.8800 USD | ||||
USD 0.01 Class A common | Sale | 12,300 | 177.3527 USD | ||||
USD 0.01 Class A common | Sale | 12,974 | 176.6325 USD | ||||
USD 0.01 Class A common | Sale | 14,541 | 178.0027 USD | ||||
USD 0.01 Class A common | Sale | 18,000 | 177.5043 USD | ||||
USD 0.01 Class A common | Sale | 18,427 | 175.8326 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 140 USD | American | 17 Jan 2020 | 41.9000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 1,900 | 175 USD | American | 21 Dec 2018 | 9.0600 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 100 | 175 USD | American | 19 Oct 2018 | 1.5300 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 500 | 180 USD | American | 12 Oct 2018 | 1.8000 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 100 | 140 USD | American | 21 Dec 2018 | 0.6500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 12 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 185.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 800 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,800 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 190.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 200.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 183.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,600 | 180.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 300 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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