4 Oct 2018 13:12
FORM 8 (DD)
Amendment to Purchase & sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 02 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,698 | 0.02% | 4,906 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 49,100 | 0.01% | 59,900 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 129,798 | 0.04% | 64,806 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 2 | 174.0497 USD | ||||
USD 0.01 Class A common | Purchase | 7 | 173.4766 USD | ||||
USD 0.01 Class A common | Purchase | 9 | 173.9144 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 173.5200 USD | ||||
USD 0.01 Class A common | Purchase | 13 | 173.2957 USD | ||||
USD 0.01 Class A common | Purchase | 17 | 174.3000 USD | ||||
USD 0.01 Class A common | Purchase | 19 | 174.7200 USD | ||||
USD 0.01 Class A common | Purchase | 50 | 172.6000 USD | ||||
USD 0.01 Class A common | Purchase | 63 | 173.4500 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 174.5750 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 174.5300 USD | ||||
USD 0.01 Class A common | Purchase | 110 | 172.9800 USD | ||||
USD 0.01 Class A common | Purchase | 114 | 173.0100 USD | ||||
USD 0.01 Class A common | Purchase | 120 | 173.1666 USD | ||||
USD 0.01 Class A common | Purchase | 129 | 174.4355 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 173.2450 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 174.6000 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 173.0900 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 173.1850 USD | ||||
USD 0.01 Class A common | Purchase | 217 | 174.5998 USD | ||||
USD 0.01 Class A common | Purchase | 224 | 174.2237 USD | ||||
USD 0.01 Class A common | Purchase | 228 | 173.0833 USD | ||||
USD 0.01 Class A common | Purchase | 253 | 174.7299 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 174.5766 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 174.5533 USD | ||||
USD 0.01 Class A common | Purchase | 301 | 174.5700 USD | ||||
USD 0.01 Class A common | Purchase | 399 | 174.5825 USD | ||||
USD 0.01 Class A common | Purchase | 400 | 174.6037 USD | ||||
USD 0.01 Class A common | Purchase | 411 | 173.6353 USD | ||||
USD 0.01 Class A common | Purchase | 481 | 174.7300 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 174.5960 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 174.5660 USD | ||||
USD 0.01 Class A common | Purchase | 510 | 173.9305 USD | ||||
USD 0.01 Class A common | Purchase | 891 | 174.2384 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 174.1784 USD | ||||
USD 0.01 Class A common | Purchase | 1,422 | 174.3788 USD | ||||
USD 0.01 Class A common | Purchase | 1,474 | 174.1499 USD | ||||
USD 0.01 Class A common | Purchase | 1,499 | 173.5011 USD | ||||
USD 0.01 Class A common | Purchase | 1,640 | 173.2687 USD | ||||
USD 0.01 Class A common | Purchase | 1,648 | 174.1074 USD | ||||
USD 0.01 Class A common | Purchase | 1,700 | 174.2670 USD | ||||
USD 0.01 Class A common | Purchase | 2,256 | 174.0798 USD | ||||
USD 0.01 Class A common | Purchase | 2,477 | 174.4882 USD | ||||
USD 0.01 Class A common | Purchase | 2,687 | 174.5500 USD | ||||
USD 0.01 Class A common | Purchase | 2,902 | 173.9702 USD | ||||
USD 0.01 Class A common | Purchase | 3,079 | 173.1461 USD | ||||
USD 0.01 Class A common | Purchase | 3,400 | 173.6883 USD | ||||
USD 0.01 Class A common | Purchase | 3,668 | 174.1372 USD | ||||
USD 0.01 Class A common | Purchase | 3,930 | 174.0620 USD | ||||
USD 0.01 Class A common | Purchase | 4,196 | 173.9257 USD | ||||
USD 0.01 Class A common | Purchase | 5,650 | 174.2416 USD | ||||
USD 0.01 Class A common | Purchase | 7,766 | 174.5127 USD | ||||
USD 0.01 Class A common | Purchase | 8,590 | 173.9972 USD | ||||
USD 0.01 Class A common | Purchase | 12,794 | 174.5000 USD | ||||
USD 0.01 Class A common | Purchase | 18,896 | 173.7810 USD | ||||
USD 0.01 Class A common | Purchase | 88,706 | 173.8952 USD | ||||
USD 0.01 Class A common | Purchase | 143,560 | 174.0494 USD | ||||
USD 0.01 Class A common | Sale | 7 | 173.4766 USD | ||||
USD 0.01 Class A common | Sale | 17 | 174.3000 USD | ||||
USD 0.01 Class A common | Sale | 31 | 174.5100 USD | ||||
USD 0.01 Class A common | Sale | 54 | 173.4500 USD | ||||
USD 0.01 Class A common | Sale | 85 | 174.5717 USD | ||||
USD 0.01 Class A common | Sale | 90 | 172.5700 USD | ||||
USD 0.01 Class A common | Sale | 90 | 174.5500 USD | ||||
USD 0.01 Class A common | Sale | 92 | 173.0100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 172.8300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 174.4000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 174.3600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 174.1400 USD | ||||
USD 0.01 Class A common | Sale | 107 | 174.0700 USD | ||||
USD 0.01 Class A common | Sale | 200 | 172.9800 USD | ||||
USD 0.01 Class A common | Sale | 200 | 173.1550 USD | ||||
USD 0.01 Class A common | Sale | 207 | 173.8924 USD | ||||
USD 0.01 Class A common | Sale | 235 | 173.9687 USD | ||||
USD 0.01 Class A common | Sale | 240 | 173.8666 USD | ||||
USD 0.01 Class A common | Sale | 300 | 174.5516 USD | ||||
USD 0.01 Class A common | Sale | 300 | 173.1400 USD | ||||
USD 0.01 Class A common | Sale | 300 | 173.1266 USD | ||||
USD 0.01 Class A common | Sale | 300 | 173.9806 USD | ||||
USD 0.01 Class A common | Sale | 344 | 173.0375 USD | ||||
USD 0.01 Class A common | Sale | 369 | 174.4087 USD | ||||
USD 0.01 Class A common | Sale | 400 | 173.9600 USD | ||||
USD 0.01 Class A common | Sale | 424 | 174.1235 USD | ||||
USD 0.01 Class A common | Sale | 491 | 173.5336 USD | ||||
USD 0.01 Class A common | Sale | 510 | 173.0376 USD | ||||
USD 0.01 Class A common | Sale | 600 | 173.6033 USD | ||||
USD 0.01 Class A common | Sale | 610 | 174.3836 USD | ||||
USD 0.01 Class A common | Sale | 653 | 174.7296 USD | ||||
USD 0.01 Class A common | Sale | 674 | 174.2973 USD | ||||
USD 0.01 Class A common | Sale | 700 | 174.4707 USD | ||||
USD 0.01 Class A common | Sale | 700 | 174.5464 USD | ||||
USD 0.01 Class A common | Sale | 800 | 173.9456 USD | ||||
USD 0.01 Class A common | Sale | 900 | 174.4211 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 173.2857 USD | ||||
USD 0.01 Class A common | Sale | 1,322 | 174.4884 USD | ||||
USD 0.01 Class A common | Sale | 1,457 | 173.0644 USD | ||||
USD 0.01 Class A common | Sale | 1,700 | 173.5717 USD | ||||
USD 0.01 Class A common | Sale | 2,000 | 173.5751 USD | ||||
USD 0.01 Class A common | Sale | 2,201 | 173.4914 USD | ||||
USD 0.01 Class A common | Sale | 3,961 | 172.9830 USD | ||||
USD 0.01 Class A common | Sale | 4,703 | 174.5649 USD | ||||
USD 0.01 Class A common | Sale | 6,395 | 173.8715 USD | ||||
USD 0.01 Class A common | Sale | 7,777 | 174.5119 USD | ||||
USD 0.01 Class A common | Sale | 9,508 | 173.9873 USD | ||||
USD 0.01 Class A common | Sale | 12,817 | 174.5000 USD | ||||
USD 0.01 Class A common | Sale | 15,243 | 174.0748 USD | ||||
USD 0.01 Class A common | Sale | 251,426 | 174.0041 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 500 | 170 USD | American | 19 Oct 2018 | 5.5000 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 100 | 175 USD | American | 16 Nov 2018 | 4.1400 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 100 | 175 USD | American | 21 Dec 2018 | 5.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 4 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 173.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,100 | 175.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,800 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181004005372/en/
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