3 Jan 2019 08:22
FORM 8 (DD) Amendment to Purchase and Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BARRICK GOLD CORPORATION | |
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEREE | |
(e) Date dealing undertaken: | 28 December 2018 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 870,808 | 0.07% | 2,216,605 | 0.19% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 738,900 | 0.06% | 2,600,900 | 0.22% | |||||||
(4) | |||||||||||
TOTAL: | 1,609,708 | 0.14% | 4,817,505 | 0.41% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 16 | 13.1750 USD | ||||
Ordinary NPV | Purchase | 100 | 13.2000 USD | ||||
Ordinary NPV | Purchase | 100 | 13.1900 USD | ||||
Ordinary NPV | Purchase | 146 | 13.4343 USD | ||||
Ordinary NPV | Purchase | 181 | 13.4800 USD | ||||
Ordinary NPV | Purchase | 200 | 13.5600 USD | ||||
Ordinary NPV | Purchase | 200 | 13.2700 USD | ||||
Ordinary NPV | Purchase | 200 | 13.1950 USD | ||||
Ordinary NPV | Purchase | 300 | 13.4866 USD | ||||
Ordinary NPV | Purchase | 327 | 13.1200 USD | ||||
Ordinary NPV | Purchase | 400 | 13.1737 USD | ||||
Ordinary NPV | Purchase | 400 | 13.1911 USD | ||||
Ordinary NPV | Purchase | 700 | 13.2200 USD | ||||
Ordinary NPV | Purchase | 800 | 15.0000 USD | ||||
Ordinary NPV | Purchase | 1,500 | 13.0806 USD | ||||
Ordinary NPV | Purchase | 1,500 | 13.1006 USD | ||||
Ordinary NPV | Purchase | 1,600 | 13.1959 USD | ||||
Ordinary NPV | Purchase | 1,700 | 13.1764 USD | ||||
Ordinary NPV | Purchase | 2,000 | 13.1610 USD | ||||
Ordinary NPV | Purchase | 2,200 | 20.0000 USD | ||||
Ordinary NPV | Purchase | 2,206 | 13.0241 USD | ||||
Ordinary NPV | Purchase | 2,295 | 13.1781 USD | ||||
Ordinary NPV | Purchase | 2,500 | 13.1824 USD | ||||
Ordinary NPV | Purchase | 2,900 | 13.2697 USD | ||||
Ordinary NPV | Purchase | 3,200 | 19.0000 USD | ||||
Ordinary NPV | Purchase | 3,700 | 13.1922 USD | ||||
Ordinary NPV | Purchase | 4,100 | 18.0141 CAD | ||||
Ordinary NPV | Purchase | 4,300 | 13.0283 USD | ||||
Ordinary NPV | Purchase | 4,307 | 13.2102 USD | ||||
Ordinary NPV | Purchase | 4,900 | 13.0663 USD | ||||
Ordinary NPV | Purchase | 5,200 | 13.2144 USD | ||||
Ordinary NPV | Purchase | 5,300 | 13.2590 USD | ||||
Ordinary NPV | Purchase | 5,500 | 17.0000 USD | ||||
Ordinary NPV | Purchase | 6,100 | 18.0000 USD | ||||
Ordinary NPV | Purchase | 7,002 | 13.1787 USD | ||||
Ordinary NPV | Purchase | 7,499 | 12.9820 USD | ||||
Ordinary NPV | Purchase | 7,573 | 13.2408 USD | ||||
Ordinary NPV | Purchase | 8,000 | 13.2511 USD | ||||
Ordinary NPV | Purchase | 9,644 | 13.2548 USD | ||||
Ordinary NPV | Purchase | 10,000 | 13.1325 USD | ||||
Ordinary NPV | Purchase | 11,300 | 13.1754 USD | ||||
Ordinary NPV | Purchase | 12,520 | 13.1700 USD | ||||
Ordinary NPV | Purchase | 12,800 | 14.0000 USD | ||||
Ordinary NPV | Purchase | 15,350 | 13.2147 USD | ||||
Ordinary NPV | Purchase | 16,000 | 13.2078 USD | ||||
Ordinary NPV | Purchase | 16,510 | 13.4894 USD | ||||
Ordinary NPV | Purchase | 18,095 | 12.9901 USD | ||||
Ordinary NPV | Purchase | 19,706 | 13.1995 USD | ||||
Ordinary NPV | Purchase | 20,100 | 13.3701 USD | ||||
Ordinary NPV | Purchase | 20,380 | 13.1650 USD | ||||
Ordinary NPV | Purchase | 21,200 | 13.1841 USD | ||||
Ordinary NPV | Purchase | 22,100 | 13.2307 USD | ||||
Ordinary NPV | Purchase | 28,380 | 13.2595 USD | ||||
Ordinary NPV | Purchase | 28,800 | 13.3362 USD | ||||
Ordinary NPV | Purchase | 34,100 | 13.1253 USD | ||||
Ordinary NPV | Purchase | 34,151 | 13.1946 USD | ||||
Ordinary NPV | Purchase | 36,200 | 17.9081 CAD | ||||
Ordinary NPV | Purchase | 37,100 | 13.1651 USD | ||||
Ordinary NPV | Purchase | 41,300 | 13.2946 USD | ||||
Ordinary NPV | Purchase | 49,082 | 13.1872 USD | ||||
Ordinary NPV | Purchase | 77,756 | 13.2004 USD | ||||
Ordinary NPV | Purchase | 87,287 | 13.1954 USD | ||||
Ordinary NPV | Purchase | 204,000 | 13.2286 USD | ||||
Ordinary NPV | Purchase | 209,374 | 13.1744 USD | ||||
Ordinary NPV | Purchase | 277,313 | 13.2036 USD | ||||
Ordinary NPV | Purchase | 380,100 | 13.2736 USD | ||||
Ordinary NPV | Purchase | 438,000 | 13.2722 USD | ||||
Ordinary NPV | Purchase | 2,183,300 | 13.4495 USD | ||||
Ordinary NPV | Purchase | 8,848,096 | 13.1838 USD | ||||
Ordinary NPV | Purchase | 11,000 | 18.0501 CAD | ||||
Ordinary NPV | Purchase | 36,200 | 18.321 CAD | ||||
Ordinary NPV | Purchase | 222,721 | 17.63 CAD | ||||
Ordinary NPV | Sale | 36,200 | 17.9081 CAD | ||||
Ordinary NPV | Sale | 4,100 | 18.0141 CAD | ||||
Ordinary NPV | Sale | 100 | 13.1100 USD | ||||
Ordinary NPV | Sale | 100 | 13.5100 USD | ||||
Ordinary NPV | Sale | 100 | 13.1800 USD | ||||
Ordinary NPV | Sale | 181 | 13.4800 USD | ||||
Ordinary NPV | Sale | 200 | 13.2950 USD | ||||
Ordinary NPV | Sale | 200 | 13.5700 USD | ||||
Ordinary NPV | Sale | 200 | 13.1700 USD | ||||
Ordinary NPV | Sale | 200 | 13.2300 USD | ||||
Ordinary NPV | Sale | 300 | 13.4300 USD | ||||
Ordinary NPV | Sale | 300 | 13.2933 USD | ||||
Ordinary NPV | Sale | 300 | 13.1500 USD | ||||
Ordinary NPV | Sale | 300 | 13.0000 USD | ||||
Ordinary NPV | Sale | 300 | 14.5000 USD | ||||
Ordinary NPV | Sale | 300 | 16.0000 USD | ||||
Ordinary NPV | Sale | 400 | 13.1350 USD | ||||
Ordinary NPV | Sale | 600 | 13.1550 USD | ||||
Ordinary NPV | Sale | 600 | 13.2500 USD | ||||
Ordinary NPV | Sale | 700 | 13.2200 USD | ||||
Ordinary NPV | Sale | 789 | 13.2206 USD | ||||
Ordinary NPV | Sale | 800 | 13.3825 USD | ||||
Ordinary NPV | Sale | 900 | 13.2172 USD | ||||
Ordinary NPV | Sale | 1,000 | 13.2100 USD | ||||
Ordinary NPV | Sale | 1,100 | 13.2022 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.1823 USD | ||||
Ordinary NPV | Sale | 1,400 | 13.1321 USD | ||||
Ordinary NPV | Sale | 1,400 | 13.1785 USD | ||||
Ordinary NPV | Sale | 1,400 | 13.5000 USD | ||||
Ordinary NPV | Sale | 1,800 | 13.2733 USD | ||||
Ordinary NPV | Sale | 2,174 | 13.1667 USD | ||||
Ordinary NPV | Sale | 2,200 | 13.1756 USD | ||||
Ordinary NPV | Sale | 2,243 | 13.1968 USD | ||||
Ordinary NPV | Sale | 2,300 | 13.2071 USD | ||||
Ordinary NPV | Sale | 2,600 | 13.5369 USD | ||||
Ordinary NPV | Sale | 2,800 | 13.1400 USD | ||||
Ordinary NPV | Sale | 2,827 | 13.1200 USD | ||||
Ordinary NPV | Sale | 2,900 | 13.1358 USD | ||||
Ordinary NPV | Sale | 3,100 | 13.1641 USD | ||||
Ordinary NPV | Sale | 3,200 | 13.2250 USD | ||||
Ordinary NPV | Sale | 3,980 | 13.4540 USD | ||||
Ordinary NPV | Sale | 4,200 | 13.5126 USD | ||||
Ordinary NPV | Sale | 5,000 | 13.4834 USD | ||||
Ordinary NPV | Sale | 5,800 | 13.4938 USD | ||||
Ordinary NPV | Sale | 7,300 | 13.1761 USD | ||||
Ordinary NPV | Sale | 7,802 | 13.1787 USD | ||||
Ordinary NPV | Sale | 8,100 | 13.2511 USD | ||||
Ordinary NPV | Sale | 8,600 | 13.2069 USD | ||||
Ordinary NPV | Sale | 9,600 | 13.1661 USD | ||||
Ordinary NPV | Sale | 10,200 | 13.1893 USD | ||||
Ordinary NPV | Sale | 11,000 | 18.0500 CAD | ||||
Ordinary NPV | Sale | 11,316 | 13.1754 USD | ||||
Ordinary NPV | Sale | 11,590 | 13.2547 USD | ||||
Ordinary NPV | Sale | 12,100 | 13.1645 USD | ||||
Ordinary NPV | Sale | 12,554 | 13.1702 USD | ||||
Ordinary NPV | Sale | 13,510 | 13.5343 USD | ||||
Ordinary NPV | Sale | 15,480 | 13.1755 USD | ||||
Ordinary NPV | Sale | 15,600 | 13.1650 USD | ||||
Ordinary NPV | Sale | 16,500 | 13.1717 USD | ||||
Ordinary NPV | Sale | 22,100 | 13.2307 USD | ||||
Ordinary NPV | Sale | 27,100 | 13.3415 USD | ||||
Ordinary NPV | Sale | 28,200 | 13.2419 USD | ||||
Ordinary NPV | Sale | 29,600 | 13.1815 USD | ||||
Ordinary NPV | Sale | 36,200 | 18.3210 CAD | ||||
Ordinary NPV | Sale | 38,020 | 13.1699 USD | ||||
Ordinary NPV | Sale | 40,000 | 13.0114 USD | ||||
Ordinary NPV | Sale | 43,200 | 13.1833 USD | ||||
Ordinary NPV | Sale | 46,400 | 13.1666 USD | ||||
Ordinary NPV | Sale | 55,300 | 13.1478 USD | ||||
Ordinary NPV | Sale | 63,139 | 13.4371 USD | ||||
Ordinary NPV | Sale | 114,536 | 13.4466 USD | ||||
Ordinary NPV | Sale | 120,019 | 13.4483 USD | ||||
Ordinary NPV | Sale | 126,805 | 13.3868 USD | ||||
Ordinary NPV | Sale | 127,049 | 13.1713 USD | ||||
Ordinary NPV | Sale | 143,738 | 13.1619 USD | ||||
Ordinary NPV | Sale | 158,027 | 13.1648 USD | ||||
Ordinary NPV | Sale | 175,563 | 13.1851 USD | ||||
Ordinary NPV | Sale | 177,009 | 13.1923 USD | ||||
Ordinary NPV | Sale | 204,000 | 13.2286 USD | ||||
Ordinary NPV | Sale | 266,632 | 13.1832 USD | ||||
Ordinary NPV | Sale | 289,400 | 13.2663 USD | ||||
Ordinary NPV | Sale | 299,508 | 13.2259 USD | ||||
Ordinary NPV | Sale | 327,000 | 13.2535 USD | ||||
Ordinary NPV | Sale | 376,800 | 13.2843 USD | ||||
Ordinary NPV | Sale | 535,147 | 13.1442 USD | ||||
Ordinary NPV | Sale | 545,362 | 13.4470 USD | ||||
Ordinary NPV | Sale | 559,242 | 13.4646 USD | ||||
Ordinary NPV | Sale | 627,499 | 13.2051 USD | ||||
Ordinary NPV | Sale | 652,817 | 13.4488 USD | ||||
Ordinary NPV | Sale | 2,304,195 | 13.1863 USD | ||||
Ordinary NPV | Sale | 4,424,048 | 13.1838 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 4 Jan 2019 | 0.6000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 14 USD | American | 4 Jan 2019 | 0.1200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 9 USD | American | 18 Jan 2019 | 4.3000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,200 | 10 USD | American | 18 Jan 2019 | 3.2791 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 12 USD | American | 4 Jan 2019 | 1.2000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 12 USD | American | 18 Jan 2019 | 1.3700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 12 USD | American | 15 Feb 2019 | 1.6000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 12 USD | American | 19 Jul 2019 | 2.2100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 13 USD | American | 28 Dec 2018 | 0.3900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 13 USD | American | 4 Jan 2019 | 0.3400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 13 USD | American | 18 Jan 2019 | 0.6500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 400 | 13 USD | American | 15 Feb 2019 | 1.5100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 800 | 13 USD | American | 19 Jul 2019 | 1.5600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,900 | 13 USD | American | 17 Jan 2020 | 2.1615 USD | ||||||||
Ordinary NPV | Call Options | Selling | 6,600 | 14 USD | American | 18 Jan 2019 | 0.2703 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 14 USD | American | 15 Feb 2019 | 0.4600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 3,300 | 15 USD | American | 4 Jan 2019 | 0.0200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 700 | 15 USD | American | 18 Jan 2019 | 0.0800 USD | ||||||||
Ordinary NPV | Call Options | Selling | 700 | 16 USD | American | 18 Jan 2019 | 0.0300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 2,500 | 16 USD | American | 15 Feb 2019 | 0.1500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,100 | 13 USD | American | 4 Jan 2019 | 0.1545 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 13 USD | American | 18 Jan 2019 | 0.4100 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,800 | 14 USD | American | 4 Jan 2019 | 0.8200 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 14 USD | American | 11 Jan 2019 | 0.9400 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 14 USD | American | 18 Jan 2019 | 0.9900 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 600 | 15 USD | American | 28 Dec 2018 | 1.2600 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 4,900 | 17 USD | American | 28 Dec 2018 | 3.2500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,100 | 17 USD | American | 4 Jan 2019 | 3.2500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,500 | 18 USD | American | 28 Dec 2018 | 4.2500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 200 | 18 USD | American | 4 Jan 2019 | 4.2500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,500 | 19 USD | American | 28 Dec 2018 | 5.2500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,100 | 12 USD | American | 4 Jan 2019 | 0.0200 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 3 Jan 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | BARRICK GOLD CORPORATION |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 14.0000 | American | 11 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 13.0000 | American | 11 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 13.0000 | American | 15 Mar 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 12.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,500 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 14.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 2,000 | 17.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,200 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,500 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 6,500 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 12,800 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 15,200 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 19,100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 58,300 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 91,600 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -288,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -259,100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -168,300 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -112,400 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -97,400 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -93,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,400 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -72,700 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -69,600 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -60,800 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -50,000 | 15.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,200 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -39,200 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -28,700 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -25,800 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -25,000 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -23,500 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -17,700 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,800 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,600 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 16.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,600 | 18.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,300 | 15.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,900 | 17.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,600 | 13.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,500 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 15.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -900 | 14.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 15.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -600 | 13.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -500 | 14.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -400 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -400 | 10.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -300 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 23.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -200 | 12.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 13.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 19.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -132,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -91,800 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -72,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -7,700 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -6,800 | 14.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 14.0000 | American | 11 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,400 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,100 | 13.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -500 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 16.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 13.0000 | American | 11 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 13.0000 | American | 15 Mar 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 13.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 100 | 18.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 13.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 300 | 20.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 23.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 12.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 12.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 12.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 1,600 | 7.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,000 | 12.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 20.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 3,200 | 19.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,500 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,500 | 17.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 6,100 | 18.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 9,900 | 11.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 12,700 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 12,800 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 13,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 20,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 30,300 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 37,800 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 87,300 | 12.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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