Barclays Regulatory News (BARC)

19 Sep 2016 11:33

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		ANHEUSER-BUSCH INBEV SA/NV
		relevant securities this form relates:
(d)		Status of person making the disclosure:		Connected to ANHEUSER-BUSCH INBEV SA/NV
(e)		Date position held/dealing undertaken:		16 September 2016
(f)		In addition to the company in 1(c) above, is the discloser making		NO
		disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:				ORD
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,828,091		0.30%		1,944,477		0.12%
(2)		Cash-settled derivatives:
				0		0.00%		7,760		0.00%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		50,000		0.00%
(4)
		TOTAL:		4,828,091		0.30%		2,002,237		0.12%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant		Purchase/sale		Number of		Price per unit/ZAR
security				securities
ORD		Purchase		20		1773.2600
ORD		Purchase		55		1773.7700
ORD		Purchase		33		1770.0000
ORD		Purchase		1,267		1770.3200
ORD		Purchase		22		1773.1300
ORD		Purchase		30		1760.0000
ORD		Purchase		376		1767.0000
ORD		Purchase		6		1765.5400
ORD		Purchase		331		1769.8200
ORD		Purchase		232		1765.0100
ORD		Purchase		9		1765.3200
ORD		Purchase		68		1765.5600
ORD		Purchase		82		1769.2100
ORD		Purchase		185		1769.7500
ORD		Purchase		15		1771.9500
ORD		Purchase		646		1767.8100
ORD		Purchase		138		1767.5800
ORD		Purchase		37		1760.8500
ORD		Purchase		397		1766.7500
ORD		Purchase		280		1769.1800
ORD		Purchase		323		1774.2400
ORD		Purchase		570		1768.0000
ORD		Purchase		454		1760.4400
ORD		Purchase		14		1767.5400
ORD		Purchase		110		1768.3100
ORD		Purchase		51		1765.5000
ORD		Purchase		24		1766.5300
ORD		Purchase		220		1769.8700
ORD		Purchase		33		1772.4900
ORD		Purchase		29		1772.4100
ORD		Purchase		10		1769.7600
ORD		Purchase		2		1770.3000
ORD		Purchase		38		1759.7700
ORD		Purchase		233		1770.4800
ORD		Purchase		2,500		1771.0700
ORD		Purchase		3		1770.1400
ORD		Purchase		2,158		1767.6100
ORD		Sale		9		1774.4800
ORD		Sale		178		1774.6400
ORD		Sale		8		1774.9500
ORD		Sale		8		1774.6300
ORD		Sale		300		1778.7200
ORD		Sale		10		1777.0700
ORD		Sale		35		1770.0000
ORD		Sale		100		1772.5000
ORD		Sale		500		1769.0000
ORD		Sale		24		1770.0400
ORD		Sale		27		1774.6900
ORD		Sale		12		1774.0000
ORD		Sale		8		1774.8100
ORD		Sale		10		1775.0200
ORD		Sale		9		1774.8700
ORD		Sale		8		1769.9900
ORD		Sale		143		1770.2500
ORD		Sale		11		1768.6500
ORD		Sale		2,000		1774.3200
ORD		Sale		81		1774.9600
ORD		Sale		13		1771.8900
ORD		Sale		8		1768.6100
ORD		Sale		80		1766.4600
ORD		Sale		8		1776.9500
ORD		Sale		81		1771.1100
ORD		Sale		162		1767.0000
ORD		Sale		12		1768.7800
ORD		Sale		200		1771.0000
ORD		Sale		8		1774.5800
ORD		Sale		96		1773.9800
ORD		Sale		92		1766.9100
ORD		Sale		12		1766.4300
ORD		Sale		25		1769.2800
ORD		Sale		9		1775.8300
ORD		Sale		363		1765.0000
ORD		Sale		8		1769.9600
ORD		Sale		10		1769.1100
ORD		Sale		343		1769.8200
ORD		Sale		11		1769.1000
ORD		Sale		242		1765.0100
ORD		Sale		10		1767.5000
ORD		Sale		162		1767.7800
ORD		Sale		8		1767.4800
ORD		Sale		13		1773.4000
ORD		Sale		8		1768.2800
ORD		Sale		8		1767.6900
ORD		Sale		12		1767.9600
ORD		Sale		104		1769.6400
ORD		Sale		16		1770.7500
ORD		Sale		2		1769.9200
ORD		Sale		185		1769.7500
ORD		Sale		87		1769.3700
ORD		Sale		13		1770.6700
ORD		Sale		13		1771.1800
ORD		Sale		13		1771.3800
ORD		Sale		15		1773.4100
ORD		Sale		12		1772.2000
ORD		Sale		12		1773.5300
ORD		Sale		33		1774.3800
ORD		Sale		12		1774.2900
ORD		Sale		13		1774.0700
ORD		Sale		11		1771.8000
ORD		Sale		17		1770.1900
ORD		Sale		10		1768.2500
ORD		Sale		195		1767.5800
ORD		Sale		10		1767.6000
ORD		Sale		9		1770.7400
ORD		Sale		9		1770.3400
ORD		Sale		10		1770.0800
ORD		Sale		9		1771.2700
ORD		Sale		450		1772.1500
ORD		Sale		15		1774.5400
ORD		Sale		111		1774.3100
ORD		Sale		9		1773.9900
ORD		Sale		9		1776.5300
ORD		Sale		24		1776.0000
ORD		Sale		9		1777.9600
ORD		Sale		10		1778.1400
ORD		Sale		8		1775.2400
ORD		Sale		8		1774.7200
ORD		Sale		8		1774.0200
ORD		Sale		8		1774.0800
ORD		Sale		81		1775.1700
ORD		Sale		8		1774.2100
ORD		Sale		8		1775.6300
ORD		Sale		28		1773.2000
ORD		Sale		716		1775.7300
ORD		Sale		16		1774.0100
ORD		Sale		8		1774.4200
ORD		Sale		8		1774.7500
ORD		Sale		8		1774.4500
ORD		Sale		8		1769.5200
ORD		Sale		16		1767.5700
ORD		Sale		8		1767.4400
ORD		Sale		9		1768.9600
ORD		Sale		8		1769.4700
ORD		Sale		8		1771.8600
ORD		Sale		8		1771.0100
ORD		Sale		171		1773.7100
ORD		Sale		18		1774.7000
ORD		Sale		1,014		1768.0000
ORD		Sale		8		1767.9900
ORD		Sale		8		1768.3900
ORD		Sale		9		1771.5400
ORD		Sale		8		1768.0800
ORD		Sale		8		1766.1100
ORD		Sale		8		1768.0100
ORD		Sale		9		1768.7900
ORD		Sale		8		1769.6700
ORD		Sale		9		1768.7500
ORD		Sale		8		1768.7200
ORD		Sale		8		1767.2700
ORD		Sale		89		1767.6400
ORD		Sale		8		1768.3200
ORD		Sale		9		1767.7600
ORD		Sale		8		1767.3400
ORD		Sale		8		1768.1300
ORD		Sale		8		1769.1300
ORD		Sale		8		1768.4200
ORD		Sale		436		1767.1600
ORD		Sale		8		1768.1600
ORD		Sale		8		1769.3800
ORD		Sale		9		1767.1800
ORD		Sale		106		1765.4000
ORD		Sale		20		1768.8600
ORD		Sale		26		1768.6600
ORD		Sale		16		1768.2700
ORD		Sale		850		1768.1800
ORD		Sale		24		1769.8000
ORD		Sale		12		1769.8400
ORD		Sale		12		1769.6100
ORD		Sale		35		1768.9200
ORD		Sale		6		1764.8600
ORD		Sale		2		1762.4000
ORD		Sale		10		1763.5800
ORD		Sale		141		1762.5800
ORD		Sale		10		1762.5900
ORD		Sale		12		1763.5600
ORD		Sale		112		1764.6400
ORD		Sale		12		1764.4400
ORD		Sale		12		1769.2900
ORD		Sale		12		1769.5100
ORD		Sale		209		1764.9700
ORD		Sale		1		1769.2200
ORD		Sale		92		1766.0600
ORD		Sale		24		1767.1200
ORD		Sale		12		1767.1500
ORD		Sale		12		1768.2100
ORD		Sale		12		1769.8600
ORD		Sale		232		1769.8700
ORD		Sale		33		1772.4900
ORD		Sale		115		1773.2400
ORD		Sale		81		1781.6200
ORD		Sale		61		1783.7000
ORD		Sale		3		1772.3300
ORD		Sale		90		1762.8500
ORD		Sale		10		1764.2100
ORD		Sale		50		1765.3000
ORD		Sale		43		1762.1700
ORD		Sale		15		1762.8000
ORD		Sale		50		1770.5000
ORD		Sale		521		1770.8300
ORD		Sale		38		1771.3200
ORD		Sale		42		1772.6900
ORD		Sale		42		1774.1700
ORD		Sale		45		1775.0900
ADR		Purchase		15,920		124.0900 USD
ADR		Sale		15,920		124.0900 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)		YES
Supplemental Form 8 (SBL)		NO
Date of disclosure:		19 Sep 2016
Contact name:		Femi Badmos
Telephone number:		020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

ORD

Call Options

Written

-50,000

135.0000

American

20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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