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TR1: Notification of Major Interest in Shares

11 Apr 2017 16:57

RNS Number : 2454C
AFH Financial Group Plc
11 April 2017
 

 

 

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

AFH Financial Group PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the notification obligation: iii

Alan Hudson

4. Full name of shareholder(s) (if different from 3.):iv

 

5. Date of the transaction and date on which the threshold is crossed or reached: v

11 April 2017

6. Date on which issuer notified:

11 April 2017

7. Threshold(s) that is/are crossed or reached: vi, vii

22%

      
 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary

6,555,700

6,555,700

6,555,700

6,555,700

 

21.79

 

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

 

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

 

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

6,555,700

21.79

                 
 

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

 

 

Proxy Voting:

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will ceaseto hold:

 

12. Date on which proxy holder will cease to holdvoting rights:

 

 

13. Additional information:

 

14. Contact name:

Alan Hudson

15. Contact telephone number:

01527 577775

   
 

 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share

 

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Alan Hudson

Contact address

(registered office for legal entities)

 

AFH House, Buntsford Drive, Stoke Heath, Bromsgrove, Worcestershire B60 4JE

Phone number & email

 

01527 577775 & alan.hudson@afhgroup.com

Other useful information

(at least legal representative for legal persons)

 

 

 

 

B: Identity of the notifier, if applicable

Full name

 

 

Contact address

 

 

Phone number & email

 

 

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

 

 

C: Additional information

 

For notes on how to complete form TR-1 please see the FCA website.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLOKDDPPBKDAQD
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9th Apr 20218:50 amRNSForm 8.3 - AFH FINANCIAL GROUP PLC
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7th Apr 20218:49 amRNSForm 8.3 - AFH FINANCIAL GROUP PLC
30th Mar 20213:30 pmRNSForm 8.3 - AFHP LN
30th Mar 20219:42 amGNWForm 8.5 (EPT/RI) - Afh Financial Group Plc
30th Mar 20219:20 amRNSForm 8.3 - AFH Financial Group Plc
29th Mar 20213:37 pmRNSForm 8.3 -AFH FINANCIAL GROUP PLC
29th Mar 20213:11 pmRNSForm 8.3 - AFH FINANCIAL GROUP PLC
26th Mar 20214:28 pmRNSRESULTS OF RECONVENED COURT MEETING AND GM
19th Mar 20214:23 pmRNSHolding(s) in Company
18th Mar 20215:15 pmEQSForm 8.3 - IPConcept (Luxemburg) S.A.: AFH Financial Group plc
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12th Mar 20211:04 pmRNSResult of AGM
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10th Mar 20214:57 pmRNSSupplemental Scheme Document
10th Mar 20214:07 pmBUSForm 8.3 - AFH Financial Group plc
10th Mar 20219:48 amGNWForm 8.5 (EPT/RI) - Afh Financial Group Plc

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