Last checked at 8 Apr 2021 13:03
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FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 07 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,302,594 2.79 | 2,042,924 0.90 | ||||
(2) Derivatives (other than options) | 1,765,199 0.78 | 37,125 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 300,000 0.13 | ||||
Total | 8,067,793 3.57 | 2,380,049 1.05 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 52,000
51 100 1 6 6 20 15 15 1 4 1 1 15 31 100 300 432 1,790 100 1 40 5 3,165 35 633 21 21 350 7 1,274 200 1,250 28 105 11 11 61 133 207 72 2,410 6 39 39 2 84
28 6 15 15 28 432 20 3,165 35 633 5 21 15 7 734 1,274 233 200 4 100 8 28 105 98 160 207 2,589 2 2 84 | N/A
233.8100 USD 234.1400 USD 234.3400 USD 234.4000 USD 234.4033 USD 234.4100 USD 234.4600 USD 234.4827 USD 234.6000 USD 234.6225 USD 234.6500 USD 234.7100 USD 234.7200 USD 234.7700 USD 234.7900 USD 234.8050 USD 234.8113 USD 234.8180 USD 234.8700 USD 235.0200 USD 235.1200 USD 235.2680 USD 235.2898 USD 235.3057 USD 235.3186 USD 235.5290 USD 235.5881 USD 235.5916 USD 235.8300 USD 235.8418 USD 235.8550 USD 235.9146 USD 236.0200 USD 236.0287 USD 236.0327 USD 236.0650 USD 236.0900 USD 236.0936 USD 236.1137 USD 236.1333 USD 236.2700 USD 236.2800 USD 236.2833 USD 236.2997 USD 236.3100 USD 236.3600 USD
233.4550 USD 234.4033 USD 234.4827 USD 234.5900 USD 234.6350 USD 234.8113 USD 235.0300 USD 235.2898 USD 235.3057 USD 235.3186 USD 235.5280 USD 235.5881 USD 235.5887 USD 235.8300 USD 235.8359 USD 235.8418 USD 235.8500 USD 235.8550 USD 235.9900 USD 236.0000 USD 236.0129 USD 236.0200 USD 236.0287 USD 236.0300 USD 236.0900 USD 236.1137 USD 236.2700 USD 236.3100 USD 236.3200 USD 236.3600 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short
Opening a short position | 432 35 633 21 1,274 3,064 101 6 | 234.8113 USD 235.3057 USD 235.3186 USD 235.5881 USD 235.8418 USD 235.2575 USD 236.2700 USD 234.4033 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 08 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option | Written Written Written Written | 46,200 71,700 77,400 104,700 | 270.00 270.00 270.00 270.00 | American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.