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FORM 8.3 - TAKEDA PHARMACEUTICAL CO LTD

Tue, 27th Nov 2018 12:00

LONDON--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose TAKEDA PHARMACEUTICAL CO LTD
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 26 November 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SHIRE PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,142,474 1.40% 13,250,505 1.67%
           
(2) Cash-settled derivatives:
13,020,186 1.64% 10,374,000 1.31%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 10,521,600 1.32% 10,941,600 1.38%
           
 
TOTAL: 34,684,260 4.36% 34,566,105 4.35%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 571 19.0500 USD
ADR Purchase 7,935 19.0000 USD
ADR Purchase 10,000 19.1000 USD
ADR Purchase 128,367 19.0663 USD
ADR Purchase 255,014 19.0283 USD
ADR Purchase 383,591 19.0583 USD
ADR Sale 7,935 19.0000 USD
ADR Sale 7,935 19.0003 USD
ADR Sale 10,000 19.1000 USD
ADR Sale 256,734 19.0663 USD
ADR Sale 502,874 19.0420 USD
Ordinary NPV Purchase 100 4,281.0000 JPY
Ordinary NPV Purchase 600 4,279.1000 JPY
Ordinary NPV Purchase 600 4,298.3333 JPY
Ordinary NPV Purchase 700 4,297.0000 JPY
Ordinary NPV Purchase 800 4,296.1250 JPY
Ordinary NPV Purchase 1,200 4,302.9583 JPY
Ordinary NPV Purchase 1,200 4,250.0000 JPY
Ordinary NPV Purchase 1,900 4,293.3684 JPY
Ordinary NPV Purchase 1,900 4,295.9210 JPY
Ordinary NPV Purchase 2,600 4,288.9230 JPY
Ordinary NPV Purchase 2,800 4,294.5000 JPY
Ordinary NPV Purchase 3,000 4,307.6333 JPY
Ordinary NPV Purchase 3,400 4,290.6764 JPY
Ordinary NPV Purchase 6,500 4,292.6076 JPY
Ordinary NPV Purchase 6,500 4,293.2030 JPY
Ordinary NPV Purchase 7,800 4,299.0384 JPY
Ordinary NPV Purchase 8,200 4,286.6907 JPY
Ordinary NPV Purchase 9,200 4,287.8097 JPY
Ordinary NPV Purchase 14,100 4,297.2553 JPY
Ordinary NPV Purchase 17,100 4,296.4210 JPY
Ordinary NPV Purchase 48,700 4,288.0000 JPY
Ordinary NPV Purchase 62,600 4,299.8178 JPY
Ordinary NPV Purchase 254,700 4,302.2618 JPY
Ordinary NPV Purchase 394,500 4,297.2752 JPY
Ordinary NPV Purchase 402,700 4,297.8271 JPY
Ordinary NPV Sale 27 4,318.5925 JPY
Ordinary NPV Sale 75 4,301.4000 JPY
Ordinary NPV Sale 226 4,299.0708 JPY
Ordinary NPV Sale 400 4,252.0000 JPY
Ordinary NPV Sale 600 4,279.1000 JPY
Ordinary NPV Sale 600 4,298.3333 JPY
Ordinary NPV Sale 771 4,307.5330 JPY
Ordinary NPV Sale 900 4,296.0000 JPY
Ordinary NPV Sale 1,000 4,291.0000 JPY
Ordinary NPV Sale 1,100 4,284.0909 JPY
Ordinary NPV Sale 1,152 4,308.7491 JPY
Ordinary NPV Sale 1,900 4,295.9210 JPY
Ordinary NPV Sale 2,485 4,303.8760 JPY
Ordinary NPV Sale 2,600 4,288.9230 JPY
Ordinary NPV Sale 3,112 4,303.4694 JPY
Ordinary NPV Sale 3,700 4,305.6216 JPY
Ordinary NPV Sale 4,100 4,265.0487 JPY
Ordinary NPV Sale 4,400 4,278.0000 JPY
Ordinary NPV Sale 4,600 4,293.8804 JPY
Ordinary NPV Sale 5,800 4,285.7758 JPY
Ordinary NPV Sale 6,500 4,293.2030 JPY
Ordinary NPV Sale 6,500 4,292.6076 JPY
Ordinary NPV Sale 7,582 4,305.3187 JPY
Ordinary NPV Sale 9,200 4,287.8097 JPY
Ordinary NPV Sale 10,000 4,288.0000 JPY
Ordinary NPV Sale 11,703 4,310.0527 JPY
Ordinary NPV Sale 12,267 4,304.2273 JPY
Ordinary NPV Sale 17,400 4,294.8965 JPY
Ordinary NPV Sale 42,800 4,293.5327 JPY
Ordinary NPV Sale 62,600 4,298.9137 JPY
Ordinary NPV Sale 138,500 4,294.1097 JPY
Ordinary NPV Sale 394,500 4,297.2752 JPY
Ordinary NPV Sale 400,000 4,293.3107 JPY
Ordinary NPV Sale 404,000 4,297.6809 JPY

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary NPV SWAP Long 27 4,318.5681 JPY
Ordinary NPV SWAP Long 75 4,301.4031 JPY
Ordinary NPV SWAP Long 226 4,299.0700 JPY
Ordinary NPV SWAP Long 771 4,307.5325 JPY
Ordinary NPV SWAP Long 1,152 4,308.7490 JPY
Ordinary NPV SWAP Long 2,485 4,303.8764 JPY
Ordinary NPV SWAP Long 3,112 4,303.4695 JPY
Ordinary NPV SWAP Long 7,582 4,305.3187 JPY
Ordinary NPV SWAP Long 11,703 4,310.0527 JPY
Ordinary NPV SWAP Long 12,267 4,304.2273 JPY
Ordinary NPV SWAP Short 700 4,288.5714 JPY
Ordinary NPV SWAP Short 8,200 4,286.6907 JPY
Ordinary NPV CFD Short 48,100 4,288.0000 JPY
Ordinary NPV SWAP Short 48,100 4,288.0000 JPY

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Nov 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose TAKEDA PHARMACEUTICAL CO LTD
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
Ordinary NPV Call Options Purchased 39,000 5781.0000 European 14 Dec 2018
Ordinary NPV Call Options Purchased 40,000 6182.0000 European 14 Dec 2018
Ordinary NPV Call Options Written -460,000 6182.0000 European 14 Dec 2018
Ordinary NPV Call Options Written -114,000 4750.0200 European 14 May 2019
Ordinary NPV Call Options Written -104,700 5065.8300 European 17 Apr 2019
Ordinary NPV Call Options Written -78,000 5781.0000 European 14 Dec 2018
Ordinary NPV Call Options Written -75,900 4286.5200 European 6 Sep 2019
Ordinary NPV Call Options Written -70,000 4598.0000 European 14 Jun 2019
Ordinary NPV Put Options Purchased -39,000 5781.0000 European 14 Dec 2018
Ordinary NPV Put Options Written 70,000 4598.0000 European 14 Jun 2019
Ordinary NPV Put Options Written 75,900 4286.5200 European 6 Sep 2019
Ordinary NPV Put Options Written 78,000 5781.0000 European 14 Dec 2018
Ordinary NPV Put Options Written 104,700 5065.8300 European 17 Apr 2019
Ordinary NPV Put Options Written 114,000 4750.0200 European 14 May 2019
Ordinary NPV Call Options Purchased 10,000,000 4562.0355 European 4 Dec 2018
Ordinary NPV Call Options Written -10,000,000 4562.0355 European 4 Dec 2018
Ordinary NPV Put Options Purchased -10,000,000 4562.0355 European 4 Dec 2018
Ordinary NPV Put Options Written 10,000,000 4562.0355 European 4 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181127005437/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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