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Pin to quick picksBarrick Gold Or Regulatory News (0R22)

Share Price Information for Barrick Gold Or (0R22)

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Share Price: 1,363.90
Bid: 1,317.00
Ask: 1,410.80
Change: -1.80 (-0.13%)
Spread: 93.80 (7.12%)
Open: 1,363.90
High: 1,367.70
Low: 1,317.00
Yest. Close: 1,365.70
0R22 Live PriceLast checked at -
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Form 8 (DD) - BARRICK GOLD CORPORATION

Mon, 15th Oct 2018 11:26

LONDON--(BUSINESS WIRE)--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 12 October 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       Ordinary NPV
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,405,178 0.12% 42,600 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 903,100 0.08% 3,319,300 0.28%
           
(4)
TOTAL: 2,308,278 0.20% 3,361,900 0.29%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Ordinary NPV Purchase 10 12.5000 USD
Ordinary NPV Purchase 20 12.3150 USD
Ordinary NPV Purchase 29 12.4800 USD
Ordinary NPV Purchase 200 12.4750 USD
Ordinary NPV Purchase 200 12.4448 USD
Ordinary NPV Purchase 300 12.3200 USD
Ordinary NPV Purchase 400 12.4950 USD
Ordinary NPV Purchase 601 12.2783 USD
Ordinary NPV Purchase 601 12.2808 USD
Ordinary NPV Purchase 751 12.2799 USD
Ordinary NPV Purchase 1,200 12.3100 USD
Ordinary NPV Purchase 1,400 12.2892 USD
Ordinary NPV Purchase 1,600 12.3203 USD
Ordinary NPV Purchase 1,654 12.2800 USD
Ordinary NPV Purchase 1,700 12.3741 USD
Ordinary NPV Purchase 1,800 12.3177 USD
Ordinary NPV Purchase 2,800 12.3000 USD
Ordinary NPV Purchase 3,500 12.4898 USD
Ordinary NPV Purchase 3,700 12.4597 USD
Ordinary NPV Purchase 4,190 12.5140 USD
Ordinary NPV Purchase 4,650 12.3666 USD
Ordinary NPV Purchase 4,733 12.3592 USD
Ordinary NPV Purchase 4,900 12.2771 USD
Ordinary NPV Purchase 5,693 12.3678 USD
Ordinary NPV Purchase 6,200 12.4731 USD
Ordinary NPV Purchase 6,915 12.4700 USD
Ordinary NPV Purchase 8,200 12.4276 USD
Ordinary NPV Purchase 8,638 12.2653 USD
Ordinary NPV Purchase 11,900 12.4746 USD
Ordinary NPV Purchase 12,087 12.3205 USD
Ordinary NPV Purchase 13,300 12.4481 USD
Ordinary NPV Purchase 15,675 12.2603 USD
Ordinary NPV Purchase 16,000 12.4769 USD
Ordinary NPV Purchase 16,102 12.4673 USD
Ordinary NPV Purchase 16,469 12.2531 USD
Ordinary NPV Purchase 18,966 12.3398 USD
Ordinary NPV Purchase 35,700 12.4385 USD
Ordinary NPV Purchase 37,264 12.2802 USD
Ordinary NPV Purchase 60,500 12.4023 USD
Ordinary NPV Purchase 82,407 12.4668 USD
Ordinary NPV Purchase 91,200 12.3616 USD
Ordinary NPV Purchase 107,645 12.4471 USD
Ordinary NPV Purchase 110,003 12.3708 USD
Ordinary NPV Purchase 125,621 12.2983 USD
Ordinary NPV Purchase 181,100 12.3904 USD
Ordinary NPV Purchase 222,979 12.4260 USD
Ordinary NPV Sale 100 12.2750 USD
Ordinary NPV Sale 100 12.4300 USD
Ordinary NPV Sale 200 12.2350 USD
Ordinary NPV Sale 200 12.2725 USD
Ordinary NPV Sale 200 12.2950 USD
Ordinary NPV Sale 200 12.2800 USD
Ordinary NPV Sale 300 12.4900 USD
Ordinary NPV Sale 400 12.2625 USD
Ordinary NPV Sale 506 12.2698 USD
Ordinary NPV Sale 582 12.2959 USD
Ordinary NPV Sale 600 12.2683 USD
Ordinary NPV Sale 700 12.4792 USD
Ordinary NPV Sale 700 12.3328 USD
Ordinary NPV Sale 1,100 12.2200 USD
Ordinary NPV Sale 1,194 12.2700 USD
Ordinary NPV Sale 1,200 12.4295 USD
Ordinary NPV Sale 1,600 12.4762 USD
Ordinary NPV Sale 1,700 12.2650 USD
Ordinary NPV Sale 1,800 12.4100 USD
Ordinary NPV Sale 1,900 12.4957 USD
Ordinary NPV Sale 2,200 12.4413 USD
Ordinary NPV Sale 2,600 12.4273 USD
Ordinary NPV Sale 2,927 12.2744 USD
Ordinary NPV Sale 3,200 12.4753 USD
Ordinary NPV Sale 4,150 12.3583 USD
Ordinary NPV Sale 4,200 12.5140 USD
Ordinary NPV Sale 4,200 12.5800 USD
Ordinary NPV Sale 4,800 12.4575 USD
Ordinary NPV Sale 5,300 12.3541 USD
Ordinary NPV Sale 6,185 12.3060 USD
Ordinary NPV Sale 8,200 12.4908 USD
Ordinary NPV Sale 8,540 12.3443 USD
Ordinary NPV Sale 10,804 12.3730 USD
Ordinary NPV Sale 12,396 12.4750 USD
Ordinary NPV Sale 12,500 12.4816 USD
Ordinary NPV Sale 12,729 12.4744 USD
Ordinary NPV Sale 14,113 12.4650 USD
Ordinary NPV Sale 14,300 12.4410 USD
Ordinary NPV Sale 16,987 12.3194 USD
Ordinary NPV Sale 18,566 12.3424 USD
Ordinary NPV Sale 23,500 12.4712 USD
Ordinary NPV Sale 24,800 12.4606 USD
Ordinary NPV Sale 26,300 12.4135 USD
Ordinary NPV Sale 27,211 12.4665 USD
Ordinary NPV Sale 42,825 12.3823 USD
Ordinary NPV Sale 47,628 12.4488 USD
Ordinary NPV Sale 65,000 12.4058 USD
Ordinary NPV Sale 71,000 12.3929 USD
Ordinary NPV Sale 74,790 12.4700 USD
Ordinary NPV Sale 87,728 12.3822 USD
Ordinary NPV Sale 94,000 12.3763 USD
Ordinary NPV Sale 103,700 12.3746 USD
Ordinary NPV Sale 162,642 12.2618 USD
Ordinary NPV Sale 227,300 12.4129 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
Ordinary NPV Call Options Purchasing 1,700 9 USD American 18 Jan 2019 3.5705 USD
Ordinary NPV Call Options Purchasing 300 10 USD American 19 Oct 2018 2.2400 USD
Ordinary NPV Call Options Purchasing 200 10 USD American 18 Jan 2019 2.5000 USD
Ordinary NPV Call Options Purchasing 100 11 USD American 9 Nov 2018 1.6000 USD
Ordinary NPV Call Options Purchasing 200 11 USD American 16 Nov 2018 1.6200 USD
Ordinary NPV Call Options Purchasing 100 11 USD American 18 Jan 2019 1.4300 USD
Ordinary NPV Call Options Purchasing 1,300 12 USD American 12 Oct 2018 0.4000 USD
Ordinary NPV Call Options Purchasing 800 13 USD American 12 Oct 2018 0.0600 USD
Ordinary NPV Call Options Purchasing 3,200 13 USD American 19 Oct 2018 0.0931 USD
Ordinary NPV Call Options Purchasing 600 13 USD American 26 Oct 2018 0.1900 USD
Ordinary NPV Call Options Purchasing 500 13 USD American 18 Jan 2019 0.6040 USD
Ordinary NPV Call Options Purchasing 100 13 USD American 17 Jan 2020 1.7800 USD
Ordinary NPV Call Options Purchasing 1,000 15 USD American 18 Jan 2019 0.2100 USD
Ordinary NPV Call Options Purchasing 5,300 25 USD American 17 Jan 2020 0.2205 USD
Ordinary NPV Call Options Purchasing 100 27 USD American 17 Jan 2020 0.1800 USD
Ordinary NPV Call Options Selling 1,000 11 USD American 9 Nov 2018 1.6200 USD
Ordinary NPV Call Options Selling 100 11 USD American 16 Nov 2018 1.5000 USD
Ordinary NPV Call Options Selling 200 12 USD American 16 Nov 2018 1.0100 USD
Ordinary NPV Call Options Selling 300 12 USD American 18 Apr 2019 1.3700 USD
Ordinary NPV Call Options Selling 100 13 USD American 26 Oct 2018 0.3300 USD
Ordinary NPV Call Options Selling 100 13 USD American 18 Jan 2019 0.7900 USD
Ordinary NPV Call Options Selling 4,300 13 USD American 18 Apr 2019 1.0400 USD
Ordinary NPV Call Options Selling 300 14 USD American 2 Nov 2018 0.1700 USD
Ordinary NPV Call Options Selling 100 15 USD American 17 Jan 2020 1.1300 USD
Ordinary NPV Put Options Purchasing 300 12 USD American 19 Oct 2018 0.1500 USD
Ordinary NPV Put Options Purchasing 100 13 USD American 12 Oct 2018 0.1100 USD
Ordinary NPV Put Options Purchasing 900 13 USD American 19 Oct 2018 0.8000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 15 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose BARRICK GOLD CORP
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
Ordinary NPV Call Options Purchased 100 18.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 100 15.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 100 6.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 200 15.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 200 10.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 300 10.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 300 11.0000 American 23 Nov 2018
Ordinary NPV Call Options Purchased 300 20.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 300 11.0000 American 2 Nov 2018
Ordinary NPV Call Options Purchased 400 12.0000 American 9 Nov 2018
Ordinary NPV Call Options Purchased 500 14.0000 American 2 Nov 2018
Ordinary NPV Call Options Purchased 600 13.0000 American 23 Nov 2018
Ordinary NPV Call Options Purchased 1,200 14.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 1,300 12.0000 American 26 Oct 2018
Ordinary NPV Call Options Purchased 1,300 18.0000 American 19 Oct 2018
Ordinary NPV Call Options Purchased 1,400 14.0000 American 30 Nov 2018
Ordinary NPV Call Options Purchased 1,700 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,800 11.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 1,900 8.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 2,000 13.0000 American 26 Oct 2018
Ordinary NPV Call Options Purchased 2,300 13.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 2,500 12.0000 American 2 Nov 2018
Ordinary NPV Call Options Purchased 2,600 13.0000 American 12 Oct 2018
Ordinary NPV Call Options Purchased 3,300 11.0000 American 12 Oct 2018
Ordinary NPV Call Options Purchased 3,400 11.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 5,000 16.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 10,000 35.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 10,500 13.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 26,100 9.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 27,700 10.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 30,100 12.0000 American 12 Oct 2018
Ordinary NPV Call Options Purchased 42,000 12.0000 American 19 Oct 2018
Ordinary NPV Call Options Purchased 43,100 10.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 45,000 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 74,700 12.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 177,100 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 207,600 11.0000 American 9 Nov 2018
Ordinary NPV Call Options Written -272,000 15.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -258,600 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -160,800 17.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -132,600 13.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -132,000 16.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -112,600 15.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -102,700 13.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -91,400 14.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -81,300 17.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -80,800 30.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -59,200 12.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -55,500 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -51,800 14.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -47,900 11.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -44,100 35.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -36,700 25.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -26,900 15.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -20,800 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -19,800 10.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -19,600 20.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -19,200 13.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -18,000 18.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -15,600 37.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -14,600 15.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -13,300 27.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -12,500 16.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -10,500 19.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -10,500 12.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -9,900 17.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -5,900 27.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -5,300 19.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,700 24.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,400 11.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -4,300 22.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -4,200 9.0000 American 19 Oct 2018
Ordinary NPV Call Options Written -4,000 14.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -3,700 10.0000 American 12 Oct 2018
Ordinary NPV Call Options Written -3,000 21.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -2,000 8.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -1,400 12.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,000 10.0000 American 2 Nov 2018
Ordinary NPV Call Options Written -900 11.0000 American 9 Nov 2018
Ordinary NPV Call Options Written -700 26.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -400 11.0000 American 26 Oct 2018
Ordinary NPV Call Options Written -400 9.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -300 13.0000 American 2 Nov 2018
Ordinary NPV Call Options Written -200 17.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -100 12.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -100 21.0000 American 19 Oct 2018
Ordinary NPV Put Options Purchased -518,300 12.0000 American 19 Oct 2018
Ordinary NPV Put Options Purchased -300,000 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -160,200 9.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -140,300 10.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -74,600 10.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -53,400 9.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -27,100 13.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -13,600 8.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -10,700 11.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -10,000 13.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -9,000 11.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -5,100 13.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -3,300 11.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -2,800 20.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,600 10.0000 American 26 Oct 2018
Ordinary NPV Put Options Purchased -1,900 8.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -1,500 10.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -1,500 9.0000 American 19 Oct 2018
Ordinary NPV Put Options Purchased -1,300 13.0000 American 19 Oct 2018
Ordinary NPV Put Options Purchased -1,300 12.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -1,200 12.0000 American 26 Oct 2018
Ordinary NPV Put Options Purchased -800 14.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -300 8.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -200 9.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -100 12.0000 American 12 Oct 2018
Ordinary NPV Put Options Written 100 10.0000 American 12 Oct 2018
Ordinary NPV Put Options Written 100 20.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 200 10.0000 American 16 Nov 2018
Ordinary NPV Put Options Written 200 15.0000 American 19 Oct 2018
Ordinary NPV Put Options Written 400 17.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 400 22.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 8.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 8.0000 American 19 Oct 2018
Ordinary NPV Put Options Written 600 5.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 700 16.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 800 12.0000 American 9 Nov 2018
Ordinary NPV Put Options Written 800 12.0000 American 2 Nov 2018
Ordinary NPV Put Options Written 1,000 14.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,900 13.0000 American 12 Oct 2018
Ordinary NPV Put Options Written 3,400 11.0000 American 12 Oct 2018
Ordinary NPV Put Options Written 5,700 14.0000 American 19 Oct 2018
Ordinary NPV Put Options Written 13,100 11.0000 American 19 Oct 2018
Ordinary NPV Put Options Written 19,200 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 22,400 17.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 22,600 15.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 25,500 10.0000 American 19 Oct 2018
Ordinary NPV Put Options Written 53,800 12.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181015005437/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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