4d Pharma Plc Share Chat (DDDD)

i bought just over 6000 shares between 4 and 4.30 in three lots

I tried to buy 5000 shares just before end of day and on Halifax it went to NT and the same happened when I reduced it to 1000 shares. Did anyone else buy near the close today?

Check what time it really dropped 3pm....citadel will have opened more and will be closing Monday. Will rise back up

Phil, nobody on here can give a definitive answer as to why its in the red today. Any rationalisation is just that, it is what it is. Besides, it's not like they are the only bio stock down despite big potential.

Nothing will change, it's just a way of dual listing. They will still be listed on AIM as 4D, your shares will still show as 4D, and you will still be able to buy and sell on Aim.

Thanks Craig. I understand the positives of listing on Nasdaq, I was just a but surprised about the dilution %. Appreciate your reply anyways.

Hi Phil

This was the statement from Duncan from the RNS On 22/10/20. "We expect that a NASDAQ Listing will allow 4D to capitalise on increased interest from US healthcare investors in recent years and provide access to a much larger pool of specialist capital, thereby increasing our global profile and exposure. NASDAQ is an attractive market for growing, innovative biotech companies. The Merger will accelerate and de-risk 4D's admission to NASDAQ, while providing immediate access to additional funds to support our pipeline."

It was my understanding that raising funds was one of the main reasons to list on the NASDAQ.

Regards

Craig

ignore the noise today market is on menstration. be sure within a short time frame this going to multibag. buy now before the yanks get in

"Application will be made to the London Stock Exchange for the Transaction Shares to be admitted to trading on AIM, whereupon the Consideration Shares will be deposited with the Depositary Bank which will issue a proportionate number of ADSs. The ADSs are expected to be admitted to trading on NASDAQ."

From what I can make of it - 31 million shares made up of 19.7 to NASDAQ in form of ADSs and remaining 11.3 million to AIM

Not including any warrants that can be exercised

I might be being a bit silly with this question BUT we as in 4d on aim is not technically getting diluted imo, it is all in relation to the nas listing and isnt technically a dilution as isnt listed there so it's a bit like a nas ipo isnt it?
In other words I dont see why it would affect the uk listing negatively?

It would only be if you had the loac shares as well that you maybe slightly concerned wouldnt it?

Strange there is no proactive interview with DP or something more from the company as a follow up to explain the dilution. After all my understanding is that we were not expecting this really... is that right or was I just misinformed ?

The issue possibly is that since the 90p days and the basic agreement, the SP has gone up significantly on no real news.
Profit takers are moving in ?

This is my largest holding by a good distance and being honest is concerning me as looks like 31m shares for $14.6m (less debt) which we always new about , 26.6m warrants for $29m (78p at .7164 exchange rate...why not at £1.10??) & upto an additional 65m shares (probably at £1.10 price) so in essence we could go from 131m shares to 253m shares for circa £102m at an effective price of 84p per share for the additional shares. I know we have a massive pipeline, are trading at a fraction of our peers and is expensive to run trials but this is potentially close to a 50% dilution in shares. I would genuinely be interested in people's views on this as I maybe missing something?

Yep!
UK’s appreciation for new science and technology. Always lagging behind in commercialisation of the new!

Once again the RNS curse strikes....great news, great prospects, great outlook but....red!!! Unbelievable:(

Sorry I should have worded it better. I meant to say will the shares still show in my Lloyds account once they are listed on the Nasdaq, I'm sure they will but just wanted to check.. .

Good news if Spreadex are gone!

So it looks like it was spread ex doing the buying

They are not transferring they are duel listing but you can also buy the Nasdaq shares and they will fit in your isa as well so no change to dealing in 4d shares

Hi there, I've already invested into 4D and was wondering will I still be able to sell my shares when they get transferred to Nasdaq through my Lloyds share dealing account?

Thanks

There will be transformational news just after listing to fry the price up and that’s without mentions all the institutions that will be buying from day one.

Looks like we are heading back to where we started.
Those selling at 133 this morning will be working until there late 60s

This company has good science, a good plan, and a good management team. Listing on Nasdaq is part of the plan to achieve the correct value for existing and future medical developments. Nasdaq enables 4D to access an audience that value and back cutting edge science and technology.
The market response to todays reflects how the UK market doesn't have this type of view. If we were already on Nasdaq an RNS like to day would have pushed the SP so much higher.
Roll on the listing!

Until it's clear on the level of fund raise and related dilution, this will continue to act as a drag on the share. Thereafter I expect the shackles to be released

Yes , agreed. In my opinion there are several potential mega-catalysts this year. If you are invested here you will know which ones i am referring to.