RNS Number : 7383I
Intermediate Capital Group PLC
17 March 2010
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
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INTERMEDIATE CAPITAL GROUP PLC
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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YES
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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NO
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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NO
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An event changing the breakdown of voting rights
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NO
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Other (please specify):
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NO
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3. Full name of person(s) subject to the notification obligation:
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AMERIPRISE FINANCIAL INC AND ITS GROUP
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4. Full name of shareholder(s) (if different from 3.):
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SEE ADDITIONAL INFORMATION UNDER 13
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5. Date of the transaction and date on which the threshold is crossed or reached:
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04 MARCH 2010
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6. Date on which issuer notified:
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05 MARCH 2010
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7. Threshold(s) that is/are crossed or reached:
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BELOW THE THRESHOLD OF 5%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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5,157,970
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5,157,970
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191,000
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191,000
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19,160,979
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0.049%
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4.911%
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GB0004564430
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date
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Exercise/
Conversion
Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise
price
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Expiration
date
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Exercise/
Conversion
period
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Number of voting
rights instrument
refers to
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% of voting rights
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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19,351,979
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4.960%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
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Ameriprise Financial Inc. which through intermediate holding companies controls the voting rights of Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
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Proxy Voting:
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10. Name of the proxy holder:
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N/A
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11. Number of voting rights proxy holder will cease to hold:
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N/A
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12. Date on which proxy holder will cease to hold voting rights:
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N/A
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13. Additional information:
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Registered Owner
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Littledown Nominees Ltd
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A/c 39364
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1,251,847
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The Bank Of New York (Nominees) Limited
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A/c 5240181
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61,301
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HSBC Global Custody Nominees (UK) Ltd
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A/c 5000212310
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500,035
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The Bank Of New York (Nominees) Limited
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A/c PTG 10972
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3,458
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Littledown Nominees Ltd
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A/c 02891
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10,277,113
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Littledown Nominees Ltd
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A/c 05577
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331,500
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Littledown Nominees Ltd
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A/c 05576
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3,665,000
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Littledown Nominees Ltd
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A/c 07197
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191,000
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Littledown Nominees Ltd
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A/c 10479
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12,478
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Littledown Nominees Ltd
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A/c 07203
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169,000
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Littledown Nominees Ltd
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A/c 21667
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58,400
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Littledown Nominees Ltd
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A/c 34789
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302,000
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Littledown Nominees Ltd
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A/c 07196
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54,663
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Littledown Nominees Ltd
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A/c 10488
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917,000
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Littledown Nominees Ltd
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A/c 10490
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1,145,000
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Littledown Nominees Ltd
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A/c 31348
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412,184
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14. Contact name:
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COMPANY SECRETARY
THREADNEEDLE GROUP
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15. Contact telephone number:
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+44 (0) 20 7464 5000
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This information is provided by RNS
The company news service from the London Stock Exchange
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