Disclosure of Short Position relating to securities which are the
subject of a rights issue or a UK Financial Sector Company
1. Full name of person(s) holding the disclosable short position2:
Carlson Capital, L.P.
2: Name of the issuer of the relevant securities
Man Group PLC
3: Disclosable short position3
4. Date that disclosable short position was held
May 21, 2012
1This form relates to the disclosure of short positions in
compliance with chapter 2 of the FSA's Financial Stability and Market
Confidence sourcebook (FINMAR) . The form, or the information contained
within it, should be disclosed via an RIS using the short code SSD.
2Specify the holder of the net short position. The naming of
nominees or vehicle companies is insufficient. In the case of a
discretionary investment manager managing assets on behalf of a client,
the disclosure obligation applies at the level of both the
entity to which FINMAR 2.2.1 R or 2.2.3 R applies and at the level of
the discretionary investment manager. The discretionary investment
manager may make a net short position disclosure on behalf of its
client. In respect of itself, the discretionary investment manager is
required to disclose its aggregate net short position across all of the
funds it manages. Non-discretionary investment managers may also make
disclosure of a net short position on behalf of their clients.
Where a disclosure by a discretionary investment manager is the same as
that being made for its client/fund/sub-fund, it is permitted to make a
single disclosure provided that the disclosure makes it
clear that it applies to both parties.
3Figure to be expressed as a percentage of issued capital.
Disclosable short position is defined in the Glossary of Definitions in
the FSA Handbook. Positions must be disclosed on a net basis of all
holdings. All financial instruments that represent a direct or indirect
economic interest in the shares of the issuer must be included within
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